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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.13B
Cap. Flow
% of AUM
-3.5%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
TotalEnergies
TTE
|
+$80.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 5 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2101
Viasat
VSAT
$11.5B
| $963K | ﹤0.01% |
12,904
-3,384
| -21% | -$250K |
|
|
LQ
2102
DELISTED
La Quinta Holdings Inc.
LQ
| $963K | ﹤0.01% |
86,144
+18,652
| +28% | +$217K |
|
|
RATE
2103
DELISTED
Bankrate Inc
RATE
| $962K | ﹤0.01% |
+113,480
| New | +$902K |
|
2104
BancFirst
BANF
$3.82B
| $958K | ﹤0.01% |
26,442
-2,242
| -8% | -$74.7K |
|
|
CRAY
2105
DELISTED
Cray, Inc.
CRAY
| $958K | ﹤0.01% |
40,716
-287
| -0.7% | -$7.32K |
|
2106
iShares National Muni Bond ETF
MUB
$45.3B
| $957K | ﹤0.01% |
8,491
-7,272
| -46% | -$824K |
|
2107
West Pharmaceutical
WST
$24.4B
| $957K | ﹤0.01% |
12,844
+4,882
| +61% | +$388K |
|
2108
Galicia Financial Group
GGAL
$7.68B
| $955K | ﹤0.01% |
30,681
-5,473
| -15% | -$165K |
|
2109
Banner Corp
BANR
$2.4B
| $954K | ﹤0.01% |
21,811
-2,644
| -11% | -$114K |
|
|
EMD
2110
DELISTED
Western Asset Emerging Markets
EMD
| $954K | ﹤0.01% |
82,895
+43,285
| +109% | +$497K |
|
|
SMRT
2111
DELISTED
Stein Mart Inc
SMRT
| $952K | ﹤0.01% |
149,881
-98
| -0.1% | -$795 |
|
2112
Quad
QUAD
$523M
| $951K | ﹤0.01% |
35,608
-2,833
| -7% | -$75.2K |
|
|
ALDW
2113
DELISTED
Alon USA Partners LP
ALDW
| $947K | ﹤0.01% |
110,239
-18,308
| -14% | -$180K |
|
|
B
2114
DELISTED
Barnes Group Inc.
B
| $942K | ﹤0.01% |
23,235
-1,483
| -6% | -$57.6K |
|
2115
Patrick Industries
PATK
$2.89B
| $937K | ﹤0.01% |
34,061
-7,731
| -18% | -$218K |
|
2116
Ericsson
ERIC
$33.4B
| $933K | ﹤0.01% |
129,431
-54,126
| -29% | -$393K |
|
|
KSM
2117
DELISTED
DWS Strategic Municipal Income Trust
KSM
| $930K | ﹤0.01% |
+64,839
| New | +$944K |
|
|
RUTH
2118
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $930K | ﹤0.01% |
65,889
-7,896
| -11% | -$121K |
|
|
ESL
2119
DELISTED
Esterline Technologies
ESL
| $928K | ﹤0.01% |
12,200
+7,747
| +174% | +$544K |
|
2120
WD-40
WDFC
$3.1B
| $924K | ﹤0.01% |
8,218
-960
| -10% | -$112K |
|
2121
Otter Tail
OTTR
$3.9B
| $923K | ﹤0.01% |
26,673
+10,165
| +62% | +$351K |
|
2122
TIM SA
TIMB
$8.88B
| $922K | ﹤0.01% |
75,306
-12,296
| -14% | -$152K |
|
|
EV
2123
DELISTED
Eaton Vance Corp.
EV
| $920K | ﹤0.01% |
23,559
-10,454
| -31% | -$400K |
|
2124
Cheniere Energy
LNG
$55.5B
| $915K | ﹤0.01% |
20,977
-13,780
| -40% | -$581K |
|
|
TIS
2125
DELISTED
Orchids Paper Products, Inc.
TIS
| $913K | ﹤0.01% |
33,521
-971
| -3% | -$29.3K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.