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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAZ icon
2101
Lazard
LAZ
$4.29B
$1.22M ﹤0.01%
24,062
-40,858
-63% -$2.14M
HMIN
2102
DELISTED
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
$1.22M ﹤0.01%
42,069
+10,440
+33% +$347K
ANIK icon
2103
Anika Therapeutics
ANIK
$275M
$1.22M ﹤0.01%
33,239
-7,223
-18% -$312K
TNH
2104
DELISTED
Terra Nitrogen
TNH
$1.22M ﹤0.01%
8,425
+5,783
+219% +$844K
MMS icon
2105
Maximus
MMS
$3.17B
$1.22M ﹤0.01%
30,304
-1,934
-6% -$80K
SUN icon
2106
Sunoco
SUN
$13.4B
$1.21M ﹤0.01%
+22,053
New +$1.16M
DBI icon
2107
Designer Brands
DBI
$334M
$1.21M ﹤0.01%
40,066
-23,249
-37% -$666K
PMT
2108
PennyMac Mortgage Investment
PMT
$845M
$1.21M ﹤0.01%
56,270
+26,086
+86% +$569K
WTW icon
2109
Willis Towers Watson
WTW
$32.1B
$1.21M ﹤0.01%
10,985
-1,090
-9% -$121K
AG icon
2110
First Majestic Silver
AG
$9.06B
$1.2M ﹤0.01%
153,776
+250
+0.2% +$2.47K
RCI icon
2111
Rogers Communications
RCI
$18.9B
$1.2M ﹤0.01%
32,043
-11,498
-26% -$456K
JPS
2112
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.2M ﹤0.01%
137,642
+44,213
+47% +$396K
NRF
2113
DELISTED
NorthStar Realty Finance Corp.
NRF
$1.2M ﹤0.01%
33,928
+9,911
+41% +$347K
ANN
2114
DELISTED
ANN INC
ANN
$1.2M ﹤0.01%
29,146
-4,356
-13% -$172K
SHOO icon
2115
Steven Madden
SHOO
$3.56B
$1.2M ﹤0.01%
55,749
-89,403
-62% -$2M
TIME
2116
DELISTED
Time Inc.
TIME
$1.2M ﹤0.01%
51,089
+2,540
+5% +$61.2K
TGH
2117
DELISTED
Textainer Group Holdings limited
TGH
$1.19M ﹤0.01%
38,262
+28,091
+276% +$1.01M
NUAN
2118
DELISTED
Nuance Communications, Inc.
NUAN
$1.19M ﹤0.01%
89,123
-8,528
-9% -$127K
CKH
2119
DELISTED
Seacor Holdings Inc.
CKH
$1.19M ﹤0.01%
16,434
-3,839
-19% -$294K
BRCD
2120
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$1.19M ﹤0.01%
109,161
-6,627
-6% -$64.5K
FFA
2121
First Trust Enhanced Equity Income Fund
FFA
$463M
$1.19M ﹤0.01%
83,015
-5,925
-7% -$85.9K
FSS icon
2122
Federal Signal
FSS
$7.83B
$1.19M ﹤0.01%
89,437
-9,237
-9% -$134K
CMD
2123
DELISTED
Cantel Medical Corporation
CMD
$1.18M ﹤0.01%
34,440
-2,592
-7% -$91.5K
ERII icon
2124
Energy Recovery
ERII
$443M
$1.18M ﹤0.01%
334,159
-60,554
-15% -$265K
HOUS
2125
CALL
DELISTED
Anywhere Real Estate
HOUS
$1.18M ﹤0.01%
+31,800
New +$1.24M
83 84
85
86 87

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.