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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAS
2101
DELISTED
A M Castle & Co
CAS
$1.32M ﹤0.01%
119,933
-11,350
-9% -$143K
THI
2102
DELISTED
TIM HORTONS INC COM, CANADA
THI
$1.32M ﹤0.01%
24,153
-1,846
-7% -$101K
RPTP
2103
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$1.32M ﹤0.01%
114,458
-137,647
-55% -$1.25M
NVAX icon
2104
Novavax
NVAX
$1.23B
$1.32M ﹤0.01%
14,290
+13,601
+1,974% +$1.2M
SSNC icon
2105
SS&C Technologies
SSNC
$18.5B
$1.32M ﹤0.01%
59,668
-6,016
-9% -$124K
AUQ
2106
DELISTED
AURICO GOLD INC COM
AUQ
$1.31M ﹤0.01%
308,338
-610
-0.2% -$2.47K
DCP
2107
DELISTED
DCP Midstream, LP
DCP
$1.31M ﹤0.01%
22,982
+5,189
+29% +$281K
AKO.B icon
2108
Embotelladora Andina Series B
AKO.B
$4.8B
$1.3M ﹤0.01%
57,641
-5,021
-8% -$119K
CSI
2109
DELISTED
Cutwater Select Income Fund
CSI
$1.3M ﹤0.01%
64,639
-37,245
-37% -$730K
NXST icon
2110
Nexstar Media Group
NXST
$5.87B
$1.3M ﹤0.01%
25,220
+19,440
+336% +$832K
NUW icon
2111
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$1.3M ﹤0.01%
78,126
+17,147
+28% +$281K
AVTA
2112
DELISTED
Avantax, Inc. Common Stock
AVTA
$1.3M ﹤0.01%
68,744
-5,637
-8% -$106K
OABC
2113
DELISTED
OMNIAMERICAN BANCORP INC COM STK (TX)
OABC
$1.3M ﹤0.01%
+51,830
New +$1.24M
THO icon
2114
Thor Industries
THO
$3.98B
$1.29M ﹤0.01%
22,774
-2,776
-11% -$166K
CAA
2115
DELISTED
CalAtlantic Group, Inc.
CAA
$1.29M ﹤0.01%
30,025
-3,267
-10% -$133K
PHF
2116
DELISTED
Pacholder High Yield
PHF
$1.29M ﹤0.01%
143,867
-3,037
-2% -$26.6K
DXPE icon
2117
DXP Enterprises
DXPE
$2.51B
$1.29M ﹤0.01%
17,037
-217
-1% -$18.8K
FFA
2118
First Trust Enhanced Equity Income Fund
FFA
$455M
$1.29M ﹤0.01%
88,940
+33,363
+60% +$468K
UEIC icon
2119
Universal Electronics
UEIC
$58.7M
$1.29M ﹤0.01%
26,309
-3,400
-11% -$140K
VISN
2120
Vistance Networks Inc
VISN
$2.67B
$1.28M ﹤0.01%
55,524
-9,753
-15% -$243K
MTH icon
2121
Meritage Homes
MTH
$4.66B
$1.28M ﹤0.01%
60,832
-67,472
-53% -$1.37M
LRE
2122
DELISTED
LRR ENERGY LP
LRE
$1.28M ﹤0.01%
71,873
-12,397
-15% -$216K
P
2123
DELISTED
Pandora Media Inc
P
$1.28M ﹤0.01%
43,354
-26,332
-38% -$688K
PNRA
2124
DELISTED
Panera Bread Co
PNRA
$1.28M ﹤0.01%
8,537
-7,484
-47% -$1.19M
XLRN
2125
DELISTED
Acceleron Pharma
XLRN
$1.28M ﹤0.01%
+37,552
New +$1.26M
83 84
85
86 87

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.