We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BKCC
2101
DELISTED
BlackRock Capital Investment Corporation
BKCC
| $1.29M | ﹤0.01% |
140,752
+66,631
| +90% | +$625K |
|
|
ALDW
2102
DELISTED
Alon USA Partners LP
ALDW
| $1.29M | ﹤0.01% |
77,482
+6,531
| +9% | +$99K |
|
|
JOSB
2103
CALL
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
| $1.29M | ﹤0.01% |
+20,000
| New | +$1.17M |
|
2104
Cemex
CX
$16.3B
| $1.28M | ﹤0.01% |
122,534
+10,388
| +9% | +$112K |
|
|
ACAT
2105
DELISTED
Arctic Cat Inc
ACAT
| $1.28M | ﹤0.01% |
26,898
-46,327
| -63% | -$2.25M |
|
2106
CoStar Group
CSGP
$12.3B
| $1.28M | ﹤0.01% |
68,770
+10,620
| +18% | +$200K |
|
|
TWTC
2107
DELISTED
TW TELECOM INC CL A COM
TWTC
| $1.27M | ﹤0.01% |
40,710
+21,942
| +117% | +$664K |
|
2108
Hercules Capital
HTGC
$3.23B
| $1.27M | ﹤0.01% |
90,224
-76,291
| -46% | -$1.2M |
|
2109
Plexus
PLXS
$7.23B
| $1.27M | ﹤0.01% |
31,630
-30
| -0.1% | -$1.23K |
|
2110
BWX Technologies
BWXT
$15.6B
| $1.26M | ﹤0.01% |
53,220
+11,782
| +28% | +$284K |
|
2111
Culp Inc
CULP
$44.1M
| $1.26M | ﹤0.01% |
64,040
+12,853
| +25% | +$255K |
|
|
SNCR
2112
DELISTED
Synchronoss Technologies
SNCR
| $1.26M | ﹤0.01% |
4,094
-9,091
| -69% | -$2.61M |
|
|
EBIX
2113
DELISTED
Ebix Inc
EBIX
| $1.26M | ﹤0.01% |
73,907
-2,603
| -3% | -$40.1K |
|
|
TFM
2114
DELISTED
THE FRESH MARKET, INC COM STK
TFM
| $1.26M | ﹤0.01% |
37,490
-48,035
| -56% | -$1.69M |
|
2115
Flex
FLEX
$44.8B
| $1.26M | ﹤0.01% |
180,732
+122,527
| +211% | +$792K |
|
|
ACI
2116
DELISTED
ARCH COAL, INC.
ACI
| $1.26M | ﹤0.01% |
26,054
+169
| +0.7% | +$7.25K |
|
|
CWH.PRE
2117
DELISTED
COMMONWEALTH REIT CUM RED PFD SER E (MD)
CWH.PRE
| $1.25M | ﹤0.01% |
49,862
-1,739
| -3% | -$41K |
|
2118
York Water
YORW
$514M
| $1.25M | ﹤0.01% |
61,445
+4,514
| +8% | +$92.1K |
|
|
TYPE
2119
DELISTED
Monotype Imaging Holdings Inc.
TYPE
| $1.25M | ﹤0.01% |
41,547
-17,106
| -29% | -$514K |
|
2120
Invesco Trust for Investment Grade New York Municipals
VTN
$168M
| $1.25M | ﹤0.01% |
86,147
-8,785
| -9% | -$123K |
|
|
NVX
2121
DELISTED
Nuveen Calif Div Muni
NVX
| $1.25M | ﹤0.01% |
91,439
-73,598
| -45% | -$984K |
|
|
CYT
2122
DELISTED
CYTEC INDS INC
CYT
| $1.25M | ﹤0.01% |
25,550
-8,638
| -25% | -$401K |
|
|
RLOG
2123
DELISTED
Rand Logistics, Inc.
RLOG
| $1.25M | ﹤0.01% |
180,548
+1,536
| +0.9% | +$10.1K |
|
|
EMD
2124
Western Asset Emerging Markets Debt Fund
EMD
$616M
| $1.24M | ﹤0.01% |
71,468
+12,048
| +20% | +$205K |
|
2125
Astec Industries
ASTE
$1.02B
| $1.24M | ﹤0.01% |
28,275
+199
| +0.7% | +$7.85K |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
WANY
ACA
ZIG
Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.