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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNCE
2076
DELISTED
Snyders-Lance, Inc.
LNCE
$1.37M ﹤0.01%
42,786
+8,396
+24% +$255K
PWRD
2077
DELISTED
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
$1.37M ﹤0.01%
73,496
+13,776
+23% +$259K
IGHG icon
2078
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$1.36M ﹤0.01%
17,549
+8,569
+95% +$661K
BKS
2079
DELISTED
Barnes & Noble
BKS
$1.35M ﹤0.01%
86,959
+11,384
+15% +$179K
WSR
2080
DELISTED
Whitestone REIT
WSR
$1.35M ﹤0.01%
85,129
+12,620
+17% +$198K
MSCI icon
2081
MSCI
MSCI
$40.9B
$1.35M ﹤0.01%
22,021
+5,012
+29% +$280K
BIG
2082
DELISTED
Big Lots, Inc.
BIG
$1.35M ﹤0.01%
28,129
+11,272
+67% +$532K
PDCE
2083
DELISTED
PDC Energy, Inc.
PDCE
$1.34M ﹤0.01%
24,858
+165
+0.7% +$7.99K
KHI
2084
DELISTED
Deutsche High Income Trust
KHI
$1.34M ﹤0.01%
151,317
-38,258
-20% -$341K
HVT icon
2085
Haverty Furniture Companies
HVT
$454M
$1.34M ﹤0.01%
53,802
+927
+2% +$22.5K
PLNR
2086
DELISTED
PLANAR SYSTEMS INC
PLNR
$1.33M ﹤0.01%
+211,987
New +$1.43M
PAI
2087
Western Asset Investment Grade Income Fund
PAI
$114M
$1.33M ﹤0.01%
96,269
+7,822
+9% +$107K
BBF
2088
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$1.33M ﹤0.01%
93,386
-2,342
-2% -$33.2K
OUT icon
2089
Outfront Media
OUT
$5.5B
$1.32M ﹤0.01%
44,949
+22,871
+104% +$650K
QUNR
2090
DELISTED
Qunar Cayman Islands Limited
QUNR
$1.32M ﹤0.01%
31,961
+16,442
+106% +$501K
SPXC icon
2091
SPX Corp
SPXC
$10.8B
$1.31M ﹤0.01%
61,475
-4,658
-7% -$100K
VEEV icon
2092
Veeva Systems
VEEV
$37.4B
$1.31M ﹤0.01%
51,301
+8,785
+21% +$248K
CDE icon
2093
Coeur Mining
CDE
$17.9B
$1.31M ﹤0.01%
277,800
-17,048
-6% -$99.1K
PLXS icon
2094
Plexus
PLXS
$7.23B
$1.31M ﹤0.01%
32,039
-172
-0.5% -$6.89K
GAME
2095
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
$1.3M ﹤0.01%
203,746
+12,520
+7% +$71.8K
ARGO
2096
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$1.3M ﹤0.01%
32,803
+25,790
+368% +$1M
NWPX icon
2097
NWPX Infrastructure Inc
NWPX
$1.15B
$1.29M ﹤0.01%
56,382
+94
+0.2% +$2.29K
CRC
2098
DELISTED
California Resources Corporation
CRC
$1.29M ﹤0.01%
16,979
-1,510
-8% -$92.4K
OREX
2099
DELISTED
Orexigen Therapeutics, Inc.
OREX
$1.29M ﹤0.01%
16,492
+3,735
+29% +$232K
NXGN
2100
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$1.29M ﹤0.01%
80,526
+7,862
+11% +$130K
82 83
84
85 86

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.