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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSG
2076
DELISTED
CHAMBERS STR PPTYS COM
CSG
$1.26M ﹤0.01%
167,412
+67,362
+67% +$528K
XOMA
2077
DELISTED
Xoma
XOMA
$1.25M ﹤0.01%
14,895
-211
-1% -$18K
TTMI icon
2078
TTM Technologies
TTMI
$14.7B
$1.25M ﹤0.01%
183,670
-4,058
-2% -$30.7K
ENLK
2079
DELISTED
EnLink Midstream Partners, LP
ENLK
$1.25M ﹤0.01%
41,075
-3,981
-9% -$122K
NXC
2080
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$1.25M ﹤0.01%
81,138
+13,086
+19% +$200K
CAMP
2081
DELISTED
CalAmp Corp.
CAMP
$1.25M ﹤0.01%
3,081
-403
-12% -$171K
MRCY icon
2082
Mercury Systems
MRCY
$6.41B
$1.25M ﹤0.01%
113,385
-12,281
-10% -$138K
NUW icon
2083
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$1.25M ﹤0.01%
75,741
-2,385
-3% -$38.9K
BCO icon
2084
Brink's
BCO
$4.67B
$1.25M ﹤0.01%
51,806
-4,762
-8% -$128K
NXQ
2085
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$1.24M ﹤0.01%
94,053
-3,199
-3% -$42.7K
ASEI
2086
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$1.24M ﹤0.01%
22,421
+2,199
+11% +$135K
NEWP
2087
DELISTED
NEWPORT CORP
NEWP
$1.24M ﹤0.01%
69,998
-11,940
-15% -$216K
ARMH
2088
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$1.24M ﹤0.01%
28,355
+11,460
+68% +$520K
VAL
2089
DELISTED
Valspar
VAL
$1.24M ﹤0.01%
15,683
-17,587
-53% -$1.38M
OABC
2090
DELISTED
OMNIAMERICAN BANCORP INC COM STK (TX)
OABC
$1.24M ﹤0.01%
47,524
-4,306
-8% -$108K
PNFP icon
2091
Pinnacle Financial Partners Inc
PNFP
$16.1B
$1.23M ﹤0.01%
34,185
-3,674
-10% -$135K
ESL
2092
DELISTED
Esterline Technologies
ESL
$1.23M ﹤0.01%
11,077
-804
-7% -$91.5K
GNC
2093
DELISTED
GNC Holdings, Inc.
GNC
$1.23M ﹤0.01%
31,783
-62,954
-66% -$2.29M
CBK
2094
DELISTED
Christopher & Banks Corporation
CBK
$1.23M ﹤0.01%
124,466
-176,908
-59% -$1.7M
PCK
2095
DELISTED
Pimco California Municipal Income Fund II
PCK
$1.23M ﹤0.01%
133,325
+82,981
+165% +$787K
ABMD
2096
DELISTED
Abiomed Inc
ABMD
$1.23M ﹤0.01%
49,517
-5,323
-10% -$135K
FOR icon
2097
Forestar Group
FOR
$1.52B
$1.23M ﹤0.01%
69,358
-7,478
-10% -$143K
PBY
2098
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
$1.23M ﹤0.01%
137,881
-3,028
-2% -$32.5K
SEIC icon
2099
SEI Investments
SEIC
$12.6B
$1.23M ﹤0.01%
33,906
-2,795
-8% -$99.6K
ASML icon
2100
ASML
ASML
$667B
$1.22M ﹤0.01%
12,351
+4,400
+55% +$414K
82 83
84
85 86

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.