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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTK icon
2051
Flotek Industries
FTK
$1.32B
$1.31M ﹤0.01%
8,360
-742
-8% -$127K
LTM
2052
DELISTED
LIFE TIME FITNESS INC
LTM
$1.31M ﹤0.01%
25,916
-54,146
-68% -$2.48M
IPHS
2053
DELISTED
Innophos Holdings, Inc.
IPHS
$1.3M ﹤0.01%
23,648
-744
-3% -$43.2K
SSRI
2054
DELISTED
Silver Standard Resources
SSRI
$1.3M ﹤0.01%
213,801
+8,839
+4% +$75.4K
IT icon
2055
Gartner
IT
$11.7B
$1.3M ﹤0.01%
17,684
-2,752
-13% -$200K
MANH icon
2056
Manhattan Associates
MANH
$11.1B
$1.29M ﹤0.01%
38,726
-7,259
-16% -$227K
MEI icon
2057
Methode Electronics
MEI
$585M
$1.29M ﹤0.01%
35,076
-3,796
-10% -$135K
BBDC icon
2058
Barings BDC
BBDC
$963M
$1.29M ﹤0.01%
51,024
-142,497
-74% -$3.86M
STRL icon
2059
Sterling Infrastructure
STRL
$16.4B
$1.29M ﹤0.01%
168,213
-21,505
-11% -$187K
WNR
2060
DELISTED
Western Refining Inc
WNR
$1.28M ﹤0.01%
30,598
-12,900
-30% -$557K
VRTU
2061
DELISTED
Virtusa Corporation
VRTU
$1.28M ﹤0.01%
35,959
-3,868
-10% -$132K
HOPE icon
2062
Hope Bancorp
HOPE
$1.78B
$1.28M ﹤0.01%
87,619
-7,008
-7% -$105K
MSEX icon
2063
Middlesex Water
MSEX
$1.08B
$1.28M ﹤0.01%
65,227
+8,063
+14% +$165K
NOG icon
2064
Northern Oil and Gas
NOG
$2.21B
$1.28M ﹤0.01%
8,992
+1,390
+18% +$223K
MCS icon
2065
Marcus Corp
MCS
$944M
$1.28M ﹤0.01%
80,811
-1,716
-2% -$31K
AEC
2066
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$1.28M ﹤0.01%
72,896
+14,220
+24% +$257K
SFNC icon
2067
Simmons First National
SFNC
$3.4B
$1.28M ﹤0.01%
66,256
-11,580
-15% -$230K
PCRX icon
2068
Pacira BioSciences
PCRX
$1.02B
$1.27M ﹤0.01%
13,151
+2,046
+18% +$199K
MTD icon
2069
Mettler-Toledo International
MTD
$28.5B
$1.27M ﹤0.01%
4,964
-5,412
-52% -$1.42M
DMF
2070
DELISTED
BNY Mellon Municipal Income
DMF
$1.27M ﹤0.01%
139,714
-9,398
-6% -$85.8K
IDLV icon
2071
Invesco S&P International Developed Low Volatility ETF
IDLV
$346M
$1.27M ﹤0.01%
40,000
+20,000
+100% +$663K
FLEX icon
2072
Flex
FLEX
$45.3B
$1.26M ﹤0.01%
162,707
+131,642
+424% +$1.08M
LDP icon
2073
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$1.26M ﹤0.01%
51,143
+15,786
+45% +$393K
AFAM
2074
DELISTED
Almost Family Inc
AFAM
$1.26M ﹤0.01%
46,441
-957
-2% -$24.8K
HSII
2075
DELISTED
Heidrick & Struggles
HSII
$1.26M ﹤0.01%
61,382
-1,280
-2% -$25.9K
81 82
83
84 85

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.