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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.13B
Cap. Flow %
-3.5%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRA
2026
DELISTED
W.R. Grace & Co.
GRA
$1.11M ﹤0.01%
15,087
+2,699
+22% +$204K
ENBL
2027
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$1.11M ﹤0.01%
72,699
-187,966
-72% -$2.65M
PTR
2028
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$1.11M ﹤0.01%
16,554
-7,196
-30% -$485K
BBOX
2029
DELISTED
Black Box Corp
BBOX
$1.1M ﹤0.01%
79,464
-428
-0.5% -$5.93K
RLI icon
2030
RLI Corp
RLI
$5.81B
$1.1M ﹤0.01%
32,266
-3,728
-10% -$128K
BSJG
2031
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$1.1M ﹤0.01%
42,727
-2,139
-5% -$55.2K
CMTL icon
2032
Comtech Telecommunications
CMTL
$50.6M
$1.1M ﹤0.01%
85,573
+769
+0.9% +$10.1K
BWXT icon
2033
BWX Technologies
BWXT
$15.5B
$1.09M ﹤0.01%
28,540
-676
-2% -$25.5K
SLAB icon
2034
Silicon Laboratories
SLAB
$7.21B
$1.09M ﹤0.01%
18,607
-2,442
-12% -$132K
SEVN
2035
Seven Hills Realty Trust
SEVN
$176M
$1.09M ﹤0.01%
52,120
+25,804
+98% +$546K
VG
2036
DELISTED
Vonage Holdings Corporation
VG
$1.09M ﹤0.01%
165,113
-53,757
-25% -$323K
JPS
2037
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.09M ﹤0.01%
113,303
-16,825
-13% -$161K
CVRR
2038
DELISTED
CVR Refining, LP
CVRR
$1.09M ﹤0.01%
123,837
-52,662
-30% -$374K
TCBI icon
2039
Texas Capital Bancshares
TCBI
$4.35B
$1.08M ﹤0.01%
19,654
-11,670
-37% -$588K
TILE icon
2040
Interface
TILE
$2.05B
$1.07M ﹤0.01%
64,384
-10,117
-14% -$169K
PTY icon
2041
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
$1.07M ﹤0.01%
73,543
+14,438
+24% +$211K
HOLI
2042
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$1.07M ﹤0.01%
48,444
+27
+0.1% +$551
FBC
2043
DELISTED
Flagstar Bancorp, Inc. New
FBC
$1.07M ﹤0.01%
38,594
-9,039
-19% -$244K
DFP
2044
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$425M
$1.06M ﹤0.01%
42,086
-12,829
-23% -$317K
THRM icon
2045
Gentherm
THRM
$1.28B
$1.06M ﹤0.01%
33,713
-1,247
-4% -$41.2K
RHP icon
2046
Ryman Hospitality Properties
RHP
$8.07B
$1.06M ﹤0.01%
21,955
-6,318
-22% -$336K
RT
2047
DELISTED
Ruby Tuesday Georgia
RT
$1.06M ﹤0.01%
422,626
+5,947
+1% +$19.9K
MENT
2048
DELISTED
Mentor Graphics Corp
MENT
$1.06M ﹤0.01%
39,960
-5,136
-11% -$117K
OMCL icon
2049
Omnicell
OMCL
$1.68B
$1.05M ﹤0.01%
27,390
-2,685
-9% -$100K
PETS icon
2050
PetMed Express
PETS
$42.1M
$1.04M ﹤0.01%
51,530
-8,220
-14% -$166K
80 81
82
83 84

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.