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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCPC
2026
Balchem Corp
BCPC
$5.72B
$1.13M ﹤0.01%
18,524
-542
-3% -$31.4K
TIVO
2027
DELISTED
TIVO INC
TIVO
$1.12M ﹤0.01%
129,951
+42,371
+48% +$402K
CLGX
2028
DELISTED
Corelogic, Inc.
CLGX
$1.12M ﹤0.01%
30,175
+18,643
+162% +$723K
GLOP
2029
DELISTED
GASLOG PARTNERS LP
GLOP
$1.12M ﹤0.01%
69,249
+9,726
+16% +$184K
PVG
2030
DELISTED
PRETIUM RESOURCES INC.
PVG
$1.11M ﹤0.01%
183,805
+29,503
+19% +$152K
ACHC icon
2031
Acadia Healthcare
ACHC
$2.94B
$1.11M ﹤0.01%
16,751
+12,299
+276% +$946K
CHH icon
2032
Choice Hotels
CHH
$4.8B
$1.11M ﹤0.01%
23,243
+12,754
+122% +$653K
SPWH icon
2033
Sportsman's Warehouse
SPWH
$46M
$1.1M ﹤0.01%
+89,614
New +$1.12M
FINL
2034
DELISTED
Finish Line
FINL
$1.1M ﹤0.01%
57,237
+6,107
+12% +$162K
PGI
2035
DELISTED
PREMIERE GLOBAL SERVICES, INC.
PGI
$1.1M ﹤0.01%
80,077
+67,939
+560% +$764K
PLNR
2036
DELISTED
PLANAR SYSTEMS INC
PLNR
$1.1M ﹤0.01%
189,174
-15,535
-8% -$78.1K
NOG icon
2037
Northern Oil and Gas
NOG
$2.35B
$1.1M ﹤0.01%
24,791
-3,148
-11% -$161K
MSTR icon
2038
Strategy Inc
MSTR
$38.4B
$1.09M ﹤0.01%
55,780
-290
-0.5% -$5.75K
BRCD
2039
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$1.09M ﹤0.01%
105,501
-35,031
-25% -$367K
NBO
2040
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$1.09M ﹤0.01%
80,448
+11,022
+16% +$152K
BBF
2041
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$1.09M ﹤0.01%
80,572
-5,379
-6% -$72.3K
NCLH icon
2042
Norwegian Cruise Line
NCLH
$8.84B
$1.09M ﹤0.01%
19,084
-759
-4% -$44.7K
DFP
2043
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$1.09M ﹤0.01%
48,803
+6,782
+16% +$151K
GAB icon
2044
Gabelli Equity Trust
GAB
$1.79B
$1.09M ﹤0.01%
215,671
+21,511
+11% +$122K
FN icon
2045
Fabrinet
FN
$20.1B
$1.09M ﹤0.01%
59,542
-3,925
-6% -$74.1K
UNT
2046
DELISTED
UNIT Corporation
UNT
$1.09M ﹤0.01%
96,880
+2,022
+2% +$34.4K
EOI
2047
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$1.09M ﹤0.01%
91,757
+13,723
+18% +$176K
EOT
2048
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$1.09M ﹤0.01%
52,590
-5,366
-9% -$109K
VYX icon
2049
NCR Voyix
VYX
$1.14B
$1.09M ﹤0.01%
78,026
-362,873
-82% -$6.05M
AAC
2050
DELISTED
AAC Holdings
AAC
$1.09M ﹤0.01%
+48,893
New +$1.42M
80 81
82
83 84

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.