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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMG icon
176
Chipotle Mexican Grill
CMG
$47.2B
$46.4M 0.13%
4,081,250
+331,650
+9% +$3.66M
SNDK
177
DELISTED
SANDISK CORP
SNDK
$46.3M 0.13%
570,723
-225,727
-28% -$16.7M
RSG icon
178
Republic Services
RSG
$64.8B
$46.3M 0.13%
1,354,181
+64,899
+5% +$2.15M
VFC icon
179
VF Corp
VFC
$5.63B
$46.2M 0.13%
792,989
+65,340
+9% +$3.68M
CPRI icon
180
Capri Holdings
CPRI
$1.83B
$46.2M 0.13%
495,098
+47,913
+11% +$4.33M
HES
181
DELISTED
Hess
HES
$46.1M 0.13%
556,102
+47,815
+9% +$3.8M
APA icon
182
APA Corp
APA
$13.2B
$45.9M 0.13%
553,587
+57,769
+12% +$4.74M
MDU icon
183
MDU Resources
MDU
$4.17B
$45.8M 0.13%
3,509,663
+1,416,214
+68% +$17.6M
WWAV
184
DELISTED
The WhiteWave Foods Company
WWAV
$45.8M 0.13%
1,603,385
+64,331
+4% +$1.7M
USB icon
185
US Bancorp
USB
$98.2B
$45.8M 0.13%
1,067,584
+161,751
+18% +$6.65M
FMC icon
186
FMC
FMC
$1.34B
$45.6M 0.13%
686,027
-91,161
-12% -$5.93M
BEAV
187
DELISTED
B/E Aerospace Inc
BEAV
$45.4M 0.13%
722,090
+334,197
+86% +$20.2M
LYB icon
188
LyondellBasell Industries
LYB
$20B
$45.4M 0.13%
509,902
-184,741
-27% -$15.5M
RGLD icon
189
Royal Gold
RGLD
$16.8B
$45.2M 0.13%
721,128
+241,108
+50% +$14.8M
TEL icon
190
TE Connectivity
TEL
$59.6B
$44.6M 0.13%
741,211
+46,880
+7% +$2.69M
EMC
191
DELISTED
EMC CORPORATION
EMC
$44.6M 0.13%
1,627,912
+298,397
+22% +$7.76M
EXPE icon
192
Expedia Group
EXPE
$35.4B
$44.6M 0.13%
615,458
+261,024
+74% +$18.9M
ISRG icon
193
Intuitive Surgical
ISRG
$127B
$44.6M 0.13%
916,551
+358,983
+64% +$16.9M
LSI
194
DELISTED
LSI CORPORATION
LSI
$44.6M 0.13%
4,026,212
+1,503,582
+60% +$16.6M
WU icon
195
Western Union
WU
$1.98B
$44.6M 0.13%
2,723,213
+556,371
+26% +$9.06M
KEY icon
196
KeyCorp
KEY
$24.2B
$44.4M 0.13%
3,119,682
+605,272
+24% +$8.11M
MCK icon
197
McKesson
MCK
$100B
$44.3M 0.13%
251,058
+54,846
+28% +$9.58M
FBIN icon
198
Fortune Brands Innovations
FBIN
$5.88B
$44.3M 0.13%
1,232,430
+55,732
+5% +$2.14M
GLW icon
199
Corning
GLW
$119B
$44.2M 0.13%
2,123,551
+317,421
+18% +$5.97M
MD icon
200
Pediatrix Medical
MD
$2.18B
$44.2M 0.13%
712,987
-25,065
-3% -$1.46M
6 7
8
9 10

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CII
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AAMU
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NMIFOAC
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.