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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+0.21%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.9B
AUM Growth
-$1.07B
Cap. Flow
-$775M
Cap. Flow %
-6.01%
Top 10 Hldgs %
19.32%
Holding
1,827
New
87
Increased
761
Reduced
739
Closed
231

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$114M
2
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
+$15.2M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$8.98M
4
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$8.76M
5
MUA icon
BlackRock MuniAssets Fund
MUA
+$8.75M

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$96.9M
2
NVDA icon
NVIDIA
NVDA
+$96.7M
3
AAPL icon
Apple
AAPL
+$79.4M
4
MSFT icon
Microsoft
MSFT
+$58.8M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$46.1M

Sector Composition

Rank Sector Weight
1 Technology 26.24%
2 Healthcare 8.46%
3 Consumer Discretionary 7.42%
4 Communication Services 7.23%
5 Industrials 6.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
176
Oracle
ORCL
$331B
$15.1M 0.12%
102,636
+6,844
+7% +$1.11M
FLOT icon
177
iShares Floating Rate Bond ETF
FLOT
$10.1B
$15.1M 0.12%
295,638
-13,205
-4% -$672K
LOW icon
178
Lowe's Companies
LOW
$116B
$15M 0.12%
63,683
-1,364
-2% -$356K
LQD icon
179
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$15M 0.12%
137,379
+3,050
+2% +$336K
EOS
180
Eaton Vance Enhance Equity Income Fund II
EOS
$1.14B
$14.9M 0.12%
728,260
-63,648
-8% -$1.4M
NDMO icon
181
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$608M
$14.9M 0.12%
1,447,355
-26,986
-2% -$280K
GD icon
182
General Dynamics
GD
$105B
$14.7M 0.11%
42,972
+1,963
+5% +$696K
FE icon
183
FirstEnergy
FE
$28.9B
$14.7M 0.11%
290,896
+7,660
+3% +$372K
BGT icon
184
BlackRock Floating Rate Income Trust
BGT
$322M
$14.7M 0.11%
1,366,926
-149,567
-10% -$1.67M
CB icon
185
Chubb
CB
$140B
$14.7M 0.11%
44,994
-1,105
-2% -$355K
FANG icon
186
Diamondback Energy
FANG
$57.6B
$14.6M 0.11%
74,060
-9,355
-11% -$1.59M
PNC icon
187
PNC Financial Services
PNC
$100B
$14.6M 0.11%
70,378
+19,420
+38% +$4.23M
JFR icon
188
Nuveen Floating Rate Income Fund
JFR
$1.23B
$14.6M 0.11%
1,946,861
-248,080
-11% -$1.9M
CVS icon
189
CVS Health
CVS
$137B
$14.6M 0.11%
203,352
-9,970
-5% -$768K
SRLN icon
190
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$14.6M 0.11%
363,511
-6,885
-2% -$280K
EQIX icon
191
Equinix
EQIX
$107B
$14.5M 0.11%
14,824
-2,358
-14% -$2.1M
ANGL icon
192
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$14.5M 0.11%
504,477
+33,670
+7% +$987K
DHR icon
193
Danaher
DHR
$135B
$14.5M 0.11%
76,400
+17,933
+31% +$3.82M
TFC icon
194
Truist Financial
TFC
$63.2B
$14.5M 0.11%
315,100
+40,876
+15% +$2.02M
GUG
195
Guggenheim Active Allocation Fund
GUG
$508M
$14.5M 0.11%
950,000
– –
MO icon
196
Altria Group
MO
$122B
$14.4M 0.11%
218,073
+15,201
+7% +$978K
JPC icon
197
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$14.4M 0.11%
1,907,472
+10,646
+0.6% +$86.1K
KDP icon
198
Keurig Dr Pepper
KDP
$40.4B
$14.3M 0.11%
544,575
-32,314
-6% -$906K
VMO icon
199
Invesco Municipal Opportunity Trust
VMO
$647M
$14.3M 0.11%
1,501,325
-7,213
-0.5% -$70.4K
MUA icon
200
BlackRock MuniAssets Fund
MUA
$527M
$14.2M 0.11%
1,342,443
+801,833
+148% +$8.75M
6 7
8
9 10

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Guggenheim Capital held 1,827 positions worth $12.9B, down 7.7% from $14B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Guggenheim Capital withdrew a net $775M in Q1 2026, closing 231 positions and reducing 739 holdings. Its most notable exit was Nuveen S&P 500 Buy-Write Income Fund, an estimated $8.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, down from 29% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Energy Transfer LP Series I Preferred Units worth $4.06M.

  • Guggenheim Capital's largest Q1 2026 buy was Energy Transfer LP Series I Preferred Units: 350,626 shares worth $4.06M.
  • Guggenheim Capital added most to Walmart Inc in Q1 2026, an estimated $114M increase.
  • Guggenheim Capital's biggest Q1 2026 reduction was iShares Silver Trust, cutting an estimated $96.9M.
  • Guggenheim Capital fully exited Nuveen S&P 500 Buy-Write Income Fund in Q1 2026, selling an estimated $8.6M.
  • Guggenheim Capital's ten largest holdings make up 19% of its $12.9B portfolio in Q1 2026.
  • Guggenheim Capital opened 87 new positions and closed 231 in Q1 2026.
  • Guggenheim Capital's portfolio value fell 7.7% quarter-over-quarter to $12.9B.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.