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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCR
1951
DELISTED
MFS Charter Income Trust
MCR
$1.55M ﹤0.01%
174,656
-57,386
-25% -$521K
PWRD
1952
DELISTED
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
$1.54M ﹤0.01%
78,496
+992
+1% +$20.5K
HERO
1953
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$1.54M ﹤0.01%
698,914
+112,751
+19% +$378K
BFY
1954
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$1.53M ﹤0.01%
110,102
+1,529
+1% +$21.2K
UCB
1955
United Community Banks
UCB
$4.3B
$1.52M ﹤0.01%
92,512
-129,300
-58% -$2.15M
SIX
1956
DELISTED
Six Flags Entertainment Corp.
SIX
$1.52M ﹤0.01%
44,201
+34,466
+354% +$1.3M
DY icon
1957
Dycom Industries
DY
$12B
$1.52M ﹤0.01%
49,516
-5,043
-9% -$154K
VNDA icon
1958
Vanda Pharmaceuticals
VNDA
$309M
$1.52M ﹤0.01%
146,195
+17,039
+13% +$223K
BWG
1959
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$1.52M ﹤0.01%
89,677
+6,295
+8% +$113K
BRO icon
1960
Brown & Brown
BRO
$23.8B
$1.51M ﹤0.01%
94,222
-7,528
-7% -$119K
DIOD icon
1961
Diodes
DIOD
$4.55B
$1.51M ﹤0.01%
63,288
-6,418
-9% -$170K
BNFT
1962
DELISTED
Benefitfocus, Inc.
BNFT
$1.51M ﹤0.01%
56,189
+10,602
+23% +$387K
NCMI icon
1963
National CineMedia
NCMI
$378M
$1.51M ﹤0.01%
10,424
+8,134
+355% +$1.25M
AIRM
1964
DELISTED
Air Methods Corp
AIRM
$1.51M ﹤0.01%
27,208
-86
-0.3% -$4.72K
PAC icon
1965
Grupo Aeroportuario del Pacifico
PAC
$13.2B
$1.51M ﹤0.01%
22,363
+4,408
+25% +$306K
HTO
1966
H2O America
HTO
$2.59B
$1.5M ﹤0.01%
55,703
+4,916
+10% +$132K
WERN icon
1967
Werner Enterprises
WERN
$2.21B
$1.49M ﹤0.01%
59,287
-6,103
-9% -$154K
TS icon
1968
Tenaris
TS
$27B
$1.49M ﹤0.01%
32,767
-15,855
-33% -$712K
ABDC
1969
DELISTED
Alcentra Capital Corp
ABDC
$1.49M ﹤0.01%
+112,292
New +$1.53M
SKYW icon
1970
Skywest
SKYW
$4.4B
$1.49M ﹤0.01%
191,413
-11,240
-6% -$114K
APOL
1971
DELISTED
Apollo Education Group Inc Class A
APOL
$1.49M ﹤0.01%
59,256
+11,686
+25% +$325K
TWI icon
1972
Titan International
TWI
$465M
$1.49M ﹤0.01%
125,623
-10,183
-7% -$149K
SSI
1973
DELISTED
Stage Stores Inc
SSI
$1.48M ﹤0.01%
86,687
-32,591
-27% -$584K
BWLD
1974
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$1.48M ﹤0.01%
11,037
-1,792
-14% -$265K
CNW
1975
DELISTED
CON-WAY INC.
CNW
$1.48M ﹤0.01%
31,164
-5,871
-16% -$296K
77 78
79
80 81

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.