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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBK
1926
DELISTED
Blackrock Municipal Bond Trust
BBK
$1.57M ﹤0.01%
98,723
-41,441
-30% -$650K
TNK icon
1927
Teekay Tankers
TNK
$2.68B
$1.56M ﹤0.01%
38,629
-33,663
-47% -$1.15M
SIMG
1928
DELISTED
SILICON IMAGE INC
SIMG
$1.56M ﹤0.01%
283,130
-75,744
-21% -$407K
EMBJ
1929
Embraer S.A. ADS
EMBJ
$13B
$1.56M ﹤0.01%
42,324
-15,069
-26% -$555K
PMO
1930
Franklin Municipal Opportunities Trust
PMO
$285M
$1.55M ﹤0.01%
129,461
-21,267
-14% -$252K
OXSQ icon
1931
Oxford Square Capital
OXSQ
$157M
$1.55M ﹤0.01%
205,329
-6,016
-3% -$50.5K
AMRI
1932
DELISTED
Albany Molecular Research Inc
AMRI
$1.54M ﹤0.01%
94,843
+2,479
+3% +$45.5K
ORIT
1933
DELISTED
Oritani Financial Corp. New
ORIT
$1.54M ﹤0.01%
100,111
-54,188
-35% -$788K
ABMD
1934
DELISTED
Abiomed Inc
ABMD
$1.54M ﹤0.01%
40,424
-9,093
-18% -$287K
CBM
1935
DELISTED
Cambrex Corporation
CBM
$1.54M ﹤0.01%
71,154
-5,803
-8% -$123K
SCL icon
1936
Stepan Co
SCL
$1.48B
$1.53M ﹤0.01%
38,295
+29,189
+321% +$1.24M
BBDC icon
1937
Barings BDC
BBDC
$965M
$1.53M ﹤0.01%
75,334
+24,310
+48% +$551K
CODI icon
1938
Compass Diversified
CODI
$828M
$1.53M ﹤0.01%
+93,967
New +$1.63M
UMPQ
1939
DELISTED
Umpqua Holdings Corp
UMPQ
$1.53M ﹤0.01%
89,724
-1,083,053
-92% -$18.3M
MPWR icon
1940
Monolithic Power Systems
MPWR
$68.9B
$1.52M ﹤0.01%
30,660
+16,152
+111% +$725K
DDS icon
1941
Dillards
DDS
$9.56B
$1.52M ﹤0.01%
12,172
-1,236
-9% -$138K
VET icon
1942
Vermilion Energy
VET
$1.66B
$1.52M ﹤0.01%
31,044
+17,920
+137% +$932K
AAN.A
1943
DELISTED
The Aaron's Company Inc Class A
AAN.A
$1.52M ﹤0.01%
49,697
+3,945
+9% +$121K
MSEX icon
1944
Middlesex Water
MSEX
$1.1B
$1.52M ﹤0.01%
65,916
+689
+1% +$15K
PMC
1945
DELISTED
PharMerica Corporation
PMC
$1.52M ﹤0.01%
73,337
-16,777
-19% -$398K
IO
1946
DELISTED
ION Geophysical Corporation
IO
$1.52M ﹤0.01%
36,778
+33,680
+1,087% +$1.32M
CENX icon
1947
Century Aluminum
CENX
$5.07B
$1.52M ﹤0.01%
62,143
-102,256
-62% -$2.64M
MANH icon
1948
Manhattan Associates
MANH
$11.4B
$1.52M ﹤0.01%
37,253
-1,473
-4% -$56.3K
CRK icon
1949
Comstock Resources
CRK
$3.94B
$1.51M ﹤0.01%
44,390
+31,712
+250% +$1.64M
EME icon
1950
Emcor
EME
$36B
$1.51M ﹤0.01%
33,955
-10,140
-23% -$436K
76 77
78
79 80

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.