We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDUS icon
1926
Fidus Investment
FDUS
$781M
$1.61M ﹤0.01%
97,446
-13,327
-12% -$246K
JCP
1927
DELISTED
J.C. Penney Company, Inc.
JCP
$1.61M ﹤0.01%
159,911
-52,105
-25% -$511K
ICUI icon
1928
ICU Medical
ICUI
$4.16B
$1.6M ﹤0.01%
24,972
+19,650
+369% +$1.2M
NPI
1929
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$1.6M ﹤0.01%
119,227
-13,093
-10% -$176K
GM icon
1930
CALL
General Motors
GM
$76.3B
$1.6M ﹤0.01%
50,000
-238,700
-83% -$8.32M
GVA icon
1931
Granite Construction
GVA
$5.32B
$1.59M ﹤0.01%
50,141
-3,554
-7% -$123K
TLMR
1932
DELISTED
TALMER BANCORP INC (MI)
TLMR
$1.59M ﹤0.01%
115,286
-35,031
-23% -$493K
CBL
1933
DELISTED
CBL& Associates Properties, Inc.
CBL
$1.59M ﹤0.01%
89,012
+679
+0.8% +$12.8K
SGY
1934
DELISTED
Stone Energy
SGY
$1.59M ﹤0.01%
894
-222
-20% -$457K
MFG icon
1935
Mizuho Financial
MFG
$130B
$1.59M ﹤0.01%
445,913
-59,465
-12% -$229K
WBC
1936
DELISTED
WABCO HOLDINGS INC.
WBC
$1.59M ﹤0.01%
17,492
-17,769
-50% -$1.79M
EVC icon
1937
Entravision Communication
EVC
$1.05B
$1.58M ﹤0.01%
400,127
+8,983
+2% +$45.2K
BTM
1938
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$1.58M ﹤0.01%
2,261,897
-3,475,773
-61% -$2.43M
MZTI
1939
The Marzetti Company
MZTI
$3.02B
$1.58M ﹤0.01%
18,551
+2,687
+17% +$241K
AAOI icon
1940
Applied Optoelectronics
AAOI
$9.97B
$1.58M ﹤0.01%
98,193
+7,515
+8% +$149K
PKX icon
1941
POSCO
PKX
$17B
$1.58M ﹤0.01%
20,773
-12,763
-38% -$1.02M
SFE
1942
DELISTED
Safeguard Scientifics, Inc.
SFE
$1.58M ﹤0.01%
85,639
-17,736
-17% -$350K
ATML
1943
DELISTED
ATMEL CORP
ATML
$1.58M ﹤0.01%
195,093
+40,957
+27% +$354K
SNPS icon
1944
Synopsys
SNPS
$77.7B
$1.57M ﹤0.01%
39,617
-2,039
-5% -$80.8K
CALX icon
1945
Calix
CALX
$2.36B
$1.57M ﹤0.01%
164,192
-104,058
-39% -$967K
MYF
1946
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$1.56M ﹤0.01%
106,379
-9,669
-8% -$141K
RRX icon
1947
Regal Rexnord
RRX
$11.9B
$1.56M ﹤0.01%
24,324
+6,678
+38% +$480K
DGII icon
1948
Digi International
DGII
$3.15B
$1.56M ﹤0.01%
207,561
-83,959
-29% -$701K
PCTY icon
1949
Paylocity
PCTY
$8.04B
$1.55M ﹤0.01%
78,994
-11,549
-13% -$248K
DAN icon
1950
Dana Inc
DAN
$2.94B
$1.55M ﹤0.01%
80,852
+6,510
+9% +$148K
76 77
78
79 80

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.