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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGY
1901
DELISTED
Stone Energy
SGY
$1.63M ﹤0.01%
1,704
+810
+91% +$973K
FTK icon
1902
Flotek Industries
FTK
$1.32B
$1.63M ﹤0.01%
14,498
+6,138
+73% +$758K
GGAL icon
1903
Galicia Financial Group
GGAL
$7.33B
$1.63M ﹤0.01%
102,442
-22,079
-18% -$321K
AMD icon
1904
Advanced Micro Devices
AMD
$785B
$1.62M ﹤0.01%
608,354
+435,743
+252% +$1.2M
EVC icon
1905
Entravision Communication
EVC
$1.09B
$1.62M ﹤0.01%
250,692
-149,435
-37% -$841K
DYN
1906
DELISTED
Dynegy, Inc.
DYN
$1.62M ﹤0.01%
53,264
-196,066
-79% -$6.05M
IAG icon
1907
IAMGOLD
IAG
$10.3B
$1.61M ﹤0.01%
595,140
-6,260
-1% -$14.5K
GLNG icon
1908
Golar LNG
GLNG
$5.13B
$1.61M ﹤0.01%
44,037
-121,435
-73% -$5.77M
NMBL
1909
DELISTED
Nimble Storage, Inc.
NMBL
$1.6M ﹤0.01%
58,331
-4,985
-8% -$133K
CTB
1910
DELISTED
Cooper Tire & Rubber Co.
CTB
$1.6M ﹤0.01%
46,161
+5,208
+13% +$164K
NID
1911
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$1.6M ﹤0.01%
127,970
+17,252
+16% +$216K
YORW icon
1912
York Water
YORW
$514M
$1.6M ﹤0.01%
68,901
+318
+0.5% +$6.79K
TEN
1913
Tsakos Energy Navigation Ltd
TEN
$1.17B
$1.6M ﹤0.01%
45,802
-23,520
-34% -$779K
TAI
1914
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$1.6M ﹤0.01%
78,999
-9,888
-11% -$202K
AYN
1915
DELISTED
Alliance New York Income Fund
AYN
$1.59M ﹤0.01%
117,845
-15,338
-12% -$196K
NNY icon
1916
Nuveen New York Municipal Value Fund
NNY
$158M
$1.58M ﹤0.01%
161,892
-7,817
-5% -$75.9K
NOG icon
1917
Northern Oil and Gas
NOG
$2.35B
$1.58M ﹤0.01%
28,025
+19,033
+212% +$1.83M
ZD icon
1918
Ziff Davis
ZD
$1.96B
$1.58M ﹤0.01%
29,371
-1,133
-4% -$54.8K
CALX icon
1919
Calix
CALX
$2.4B
$1.58M ﹤0.01%
157,734
-6,458
-4% -$64.3K
BMA icon
1920
Banco Macro
BMA
$5.33B
$1.58M ﹤0.01%
36,047
-7,762
-18% -$307K
BSL
1921
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$1.57M ﹤0.01%
94,020
-87,046
-48% -$1.48M
BWG
1922
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$1.57M ﹤0.01%
94,085
+4,408
+5% +$75K
GBCI icon
1923
Glacier Bancorp
GBCI
$6.38B
$1.57M ﹤0.01%
56,616
+24,569
+77% +$666K
STRP
1924
DELISTED
Straight Path Communications Inc.
STRP
$1.57M ﹤0.01%
82,951
-35,439
-30% -$672K
JD icon
1925
JD.com
JD
$44.4B
$1.57M ﹤0.01%
67,854
+49,162
+263% +$1.21M
75 76
77
78 79

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.