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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1901
Brookfield
BN
$108B
| $1.69M | ﹤0.01% |
+177,129
| New | +$1.61M |
|
|
BGFV
1902
DELISTED
Big 5 Sporting Goods
BGFV
| $1.69M | ﹤0.01% |
105,413
+1,805
| +2% | +$30K |
|
1903
Compañía de Cervecerías Unidas
CCU
$2.21B
| $1.69M | ﹤0.01% |
75,422
-2,965
| -4% | -$65.4K |
|
|
PDCE
1904
DELISTED
PDC Energy, Inc.
PDCE
| $1.68M | ﹤0.01% |
27,019
-5,997
| -18% | -$329K |
|
1905
Core Laboratories
CLB
$521M
| $1.68M | ﹤0.01% |
8,456
-52
| -0.6% | -$9.81K |
|
|
LL
1906
DELISTED
LL Flooring Holdings, Inc.
LL
| $1.68M | ﹤0.01% |
17,869
-3,527
| -16% | -$352K |
|
1907
Douglas Emmett
DEI
$1.96B
| $1.67M | ﹤0.01% |
61,633
-181
| -0.3% | -$4.68K |
|
1908
Steven Madden
SHOO
$3.55B
| $1.67M | ﹤0.01% |
69,612
+14,494
| +26% | +$336K |
|
|
CKH
1909
DELISTED
Seacor Holdings Inc.
CKH
| $1.66M | ﹤0.01% |
19,916
+1,049
| +6% | +$87.4K |
|
|
BFY
1910
DELISTED
BlackRock New York Municipal Income Trust II
BFY
| $1.66M | ﹤0.01% |
121,494
-1,150
| -0.9% | -$15.3K |
|
1911
CALL
Signet Jewelers
SIG
$3.76B
| $1.65M | ﹤0.01% |
+15,600
| New | +$1.36M |
|
|
FSL
1912
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
| $1.65M | ﹤0.01% |
67,502
+47,598
| +239% | +$946K |
|
1913
New Mountain Finance
NMFC
$732M
| $1.64M | ﹤0.01% |
112,859
+50,764
| +82% | +$753K |
|
1914
Sterling Infrastructure
STRL
$16.7B
| $1.64M | ﹤0.01% |
189,301
-130
| -0.1% | -$1.32K |
|
|
AAN.A
1915
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $1.64M | ﹤0.01% |
54,262
+7,529
| +16% | +$228K |
|
1916
DXP Enterprises
DXPE
$2.98B
| $1.64M | ﹤0.01% |
17,254
-5,812
| -25% | -$585K |
|
1917
Federated Hermes
FHI
$4.72B
| $1.64M | ﹤0.01% |
53,638
-182,271
| -77% | -$5.11M |
|
1918
Home BancShares
HOMB
$6.18B
| $1.64M | ﹤0.01% |
95,098
-31,812
| -25% | -$535K |
|
1919
AAR Corp
AIR
$5.76B
| $1.64M | ﹤0.01% |
62,996
+136
| +0.2% | +$3.79K |
|
|
EVG
1920
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
| $1.64M | ﹤0.01% |
107,622
-15,876
| -13% | -$244K |
|
1921
SITE Centers
SITC
$165M
| $1.64M | ﹤0.01% |
76,979
+9,197
| +14% | +$190K |
|
1922
Federal Signal
FSS
$7.83B
| $1.63M | ﹤0.01% |
109,414
-91,670
| -46% | -$1.25M |
|
1923
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
| $1.62M | ﹤0.01% |
62,049
| – | – |
|
|
TESO
1924
DELISTED
Tesco Corp
TESO
| $1.62M | ﹤0.01% |
87,533
-36,231
| -29% | -$707K |
|
|
RPAI
1925
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $1.62M | ﹤0.01% |
119,501
+28,853
| +32% | +$383K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.