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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.05B
Cap. Flow
% of AUM
-3.25%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
TotalEnergies
TTE
|
+$80.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 5 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1876
Federated Hermes
FHI
$4.78B
| $1.37M | ﹤0.01% |
46,242
+13,041
| +39% | +$408K |
|
1877
Applied Optoelectronics
AAOI
$10.3B
| $1.37M | ﹤0.01% |
61,528
-44,058
| -42% | -$682K |
|
1878
AngioDynamics
ANGO
$622M
| $1.36M | ﹤0.01% |
77,837
-643
| -0.8% | -$10.4K |
|
|
SSNI
1879
DELISTED
Silver Spring Networks, Inc.
SSNI
| $1.36M | ﹤0.01% |
96,130
+85,067
| +769% | +$1.12M |
|
1880
Brunswick
BC
$5.43B
| $1.36M | ﹤0.01% |
27,863
+12,636
| +83% | +$603K |
|
1881
US Physical Therapy
USPH
$1.18B
| $1.36M | ﹤0.01% |
21,676
-2,819
| -12% | -$174K |
|
1882
Icahn Enterprises
IEP
$5.01B
| $1.36M | ﹤0.01% |
26,854
+4,091
| +18% | +$216K |
|
1883
Imperial Oil
IMO
$60.6B
| $1.35M | ﹤0.01% |
43,262
-4,320
| -9% | -$134K |
|
1884
RingCentral
RNG
$5.16B
| $1.35M | ﹤0.01% |
57,285
+287
| +0.5% | +$6.49K |
|
|
BLOX
1885
DELISTED
Infoblox Inc
BLOX
| $1.35M | ﹤0.01% |
51,216
-2,413
| -4% | -$50.8K |
|
1886
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
| $1.35M | ﹤0.01% |
134,581
+39,728
| +42% | +$409K |
|
|
NP
1887
DELISTED
Neenah, Inc. Common Stock
NP
| $1.35M | ﹤0.01% |
17,050
+256
| +2% | +$19.6K |
|
|
ARII
1888
DELISTED
American Railcar Industries, Inc.
ARII
| $1.35M | ﹤0.01% |
32,461
-2,272
| -7% | -$92.6K |
|
|
LVNTA
1889
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
| $1.34M | ﹤0.01% |
33,731
-98,706
| -75% | -$3.85M |
|
|
TAST
1890
DELISTED
Carrols Restaurant Group, Inc.
TAST
| $1.34M | ﹤0.01% |
101,761
-498
| -0.5% | -$6.43K |
|
1891
MPLX
MPLX
$60.2B
| $1.34M | ﹤0.01% |
39,671
+2,872
| +8% | +$94.7K |
|
1892
Williams-Sonoma
WSM
$29.2B
| $1.34M | ﹤0.01% |
52,518
+5,772
| +12% | +$151K |
|
1893
Nuveen Real Estate Income Fund
JRS
$248M
| $1.33M | ﹤0.01% |
112,306
+31,351
| +39% | +$376K |
|
1894
Mercury Insurance
MCY
$6.07B
| $1.33M | ﹤0.01% |
24,325
+8,389
| +53% | +$453K |
|
1895
Kosmos Energy
KOS
$1.4B
| $1.33M | ﹤0.01% |
207,734
+9,948
| +5% | +$58K |
|
|
SFBS
1896
ServisFirst Bancshares
SFBS
$4.94B
| $1.33M | ﹤0.01% |
51,292
-6,436
| -11% | -$164K |
|
|
BKMU
1897
DELISTED
Bank Mutual Corp
BKMU
| $1.33M | ﹤0.01% |
172,754
-22,056
| -11% | -$170K |
|
1898
Sonic Automotive
SAH
$2.74B
| $1.32M | ﹤0.01% |
70,409
-150,916
| -68% | -$2.67M |
|
|
STAY
1899
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
| $1.32M | ﹤0.01% |
93,120
+14,996
| +19% | +$218K |
|
|
CLMS
1900
DELISTED
Calamos Asset Management, Inc.
CLMS
| $1.32M | ﹤0.01% |
193,148
-24,256
| -11% | -$171K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.