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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNT
1826
GAMCO Natural Resources, Gold & Income Trust
GNT
$144M
$169K ﹤0.01%
32,571
+5,680
+21% +$29.2K
FRC
1827
DELISTED
First Republic Bank
FRC
$167K ﹤0.01%
11,939
-8,589
-42% -$880K
SXC icon
1828
SunCoke Energy
SXC
$797M
$166K ﹤0.01%
18,541
-35,101
-65% -$321K
XRN
1829
Chiron Real Estate Inc
XRN
$477M
$166K ﹤0.01%
3,643
+583
+19% +$29.3K
EC icon
1830
Ecopetrol
EC
$34.5B
$166K ﹤0.01%
15,697
-37,272
-70% -$405K
MRVI icon
1831
Maravai LifeSciences
MRVI
$919M
$164K ﹤0.01%
11,704
-106,823
-90% -$1.53M
OPI
1832
DELISTED
Office Properties Income Trust
OPI
$163K ﹤0.01%
13,282
-29,352
-69% -$451K
ARR
1833
Armour Residential REIT
ARR
$2.36B
$163K ﹤0.01%
6,217
-5,766
-48% -$163K
IFN
1834
Aberdeen India Fund
IFN
$504M
$162K ﹤0.01%
10,675
+239
+2% +$3.7K
BAK icon
1835
Braskem
BAK
$913M
$161K ﹤0.01%
20,952
+269
+1% +$2.18K
FIRY
1836
Firy Inc
FIRY
$163M
$161K ﹤0.01%
13,631
-293
-2% -$3.88K
SBH icon
1837
Sally Beauty Holdings
SBH
$1.58B
$157K ﹤0.01%
10,081
-845
-8% -$13.1K
DVAX
1838
DELISTED
Dynavax Technologies
DVAX
$153K ﹤0.01%
15,631
-10,921
-41% -$117K
BIG
1839
DELISTED
Big Lots, Inc.
BIG
$152K ﹤0.01%
13,880
+567
+4% +$8.58K
NVRI icon
1840
Enviri
NVRI
$620M
$152K ﹤0.01%
22,205
+3,560
+19% +$26.8K
PACW
1841
DELISTED
PacWest Bancorp
PACW
$149K ﹤0.01%
15,334
-1,114
-7% -$24.8K
CNK icon
1842
Cinemark Holdings
CNK
$4.32B
$148K ﹤0.01%
+10,016
New +$122K
EXD
1843
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$148K ﹤0.01%
+15,355
New +$147K
BBD icon
1844
Banco Bradesco
BBD
$36.7B
$148K ﹤0.01%
+56,442
New +$150K
MBC icon
1845
MasterBrand
MBC
$1.91B
$147K ﹤0.01%
18,262
+7,598
+71% +$67K
ITOS
1846
DELISTED
iTeos Therapeutics
ITOS
$146K ﹤0.01%
10,752
-10,732
-50% -$192K
LITTW
1847
DELISTED
Logistics Innovation Technologies Corp. Warrant
LITTW
$143K ﹤0.01%
1,303,767
-29,564
-2% -$2.98K
ACRO.WS
1848
DELISTED
Acropolis Infrastructure Acquisition Corp Warrants
ACRO.WS
$142K ﹤0.01%
833,930
– –
INFN
1849
DELISTED
Infinera Corporation Common Stock
INFN
$138K ﹤0.01%
17,847
-1,022,259
-98% -$7.43M
CGBD icon
1850
Carlyle Secured Lending
CGBD
$758M
$138K ﹤0.01%
+10,107
New +$149K
72 73
74
75 76

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.