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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSM
1826
DELISTED
DWS Strategic Municipal Income Trust
KSM
$1.63M ﹤0.01%
134,118
+69,279
+107% +$872K
BCE icon
1827
BCE
BCE
$21.2B
$1.63M ﹤0.01%
37,598
-35,861
-49% -$1.58M
WDFC icon
1828
WD-40
WDFC
$3.16B
$1.62M ﹤0.01%
13,877
+5,659
+69% +$621K
FTD
1829
DELISTED
FTD Companies, Inc. Common Stock
FTD
$1.62M ﹤0.01%
68,038
+29,596
+77% +$653K
ICUI icon
1830
ICU Medical
ICUI
$4.55B
$1.62M ﹤0.01%
10,983
-94
-0.8% -$13.6K
EVJ
1831
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
$1.62M ﹤0.01%
134,786
-7,980
-6% -$99.9K
CMRE icon
1832
Costamare
CMRE
$1.78B
$1.61M ﹤0.01%
288,031
+133,288
+86% +$884K
PVG
1833
DELISTED
PRETIUM RESOURCES INC.
PVG
$1.61M ﹤0.01%
195,514
-65,241
-25% -$576K
MCHB
1834
Mechanics Bancorp
MCHB
$3.69B
$1.61M ﹤0.01%
+50,971
New +$1.46M
IAG icon
1835
IAMGOLD
IAG
$10.3B
$1.61M ﹤0.01%
417,831
-244,040
-37% -$912K
VMO icon
1836
Invesco Municipal Opportunity Trust
VMO
$664M
$1.61M ﹤0.01%
126,293
+26,178
+26% +$341K
PBR.A icon
1837
Petrobras Class A
PBR.A
$104B
$1.61M ﹤0.01%
182,358
-54,799
-23% -$522K
CDI
1838
DELISTED
CDI Corp.
CDI
$1.6M ﹤0.01%
216,912
+16,941
+8% +$116K
BCH icon
1839
Banco de Chile
BCH
$20.9B
$1.6M ﹤0.01%
71,569
-3,417
-5% -$75.1K
PML
1840
PIMCO Municipal Income Fund II
PML
$493M
$1.6M ﹤0.01%
+130,922
New +$1.64M
USAC icon
1841
USA Compression Partners
USAC
$3.76B
$1.59M ﹤0.01%
92,140
+27,212
+42% +$485K
NG icon
1842
NovaGold Resources
NG
$3.21B
$1.59M ﹤0.01%
349,120
-141,783
-29% -$641K
FTNT icon
1843
Fortinet
FTNT
$117B
$1.59M ﹤0.01%
263,845
-1,393,455
-84% -$8.71M
EIG icon
1844
Employers Holdings
EIG
$895M
$1.59M ﹤0.01%
40,122
-26,225
-40% -$887K
CBU icon
1845
Community Bank
CBU
$3.43B
$1.58M ﹤0.01%
25,614
-6,074
-19% -$324K
NRF
1846
DELISTED
NorthStar Realty Finance Corp.
NRF
$1.58M ﹤0.01%
104,327
-51,070
-33% -$741K
FLOT icon
1847
iShares Floating Rate Bond ETF
FLOT
$10.3B
$1.58M ﹤0.01%
31,078
+2,748
+10% +$139K
BECN
1848
DELISTED
Beacon Roofing Supply, Inc.
BECN
$1.57M ﹤0.01%
34,161
-191
-0.6% -$8.53K
AM
1849
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
$1.57M ﹤0.01%
50,927
-70,132
-58% -$2.01M
CIEN icon
1850
Ciena
CIEN
$58.1B
$1.57M ﹤0.01%
64,379
-279,662
-81% -$6.11M
72 73
74
75 76

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.