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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJJ
1776
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$1.72M ﹤0.01%
69,717
-9,655
-12% -$238K
NBHC icon
1777
National Bank Holdings
NBHC
$1.92B
$1.72M ﹤0.01%
48,139
+4,063
+9% +$135K
VMO icon
1778
Invesco Municipal Opportunity Trust
VMO
$651M
$1.71M ﹤0.01%
131,289
-7,412
-5% -$97.9K
NG icon
1779
NovaGold Resources
NG
$2.56B
$1.7M ﹤0.01%
412,669
+110,698
+37% +$478K
INFY icon
1780
Infosys
INFY
$48.7B
$1.7M ﹤0.01%
232,860
-228,078
-49% -$1.73M
EE
1781
DELISTED
El Paso Electric Company
EE
$1.7M ﹤0.01%
30,669
+9,904
+48% +$531K
SAVE
1782
DELISTED
Spirit Airlines, Inc.
SAVE
$1.69M ﹤0.01%
50,752
+19,190
+61% +$768K
LDL
1783
DELISTED
Lydall, Inc.
LDL
$1.68M ﹤0.01%
29,392
+2,543
+9% +$127K
NNY icon
1784
Nuveen New York Municipal Value Fund
NNY
$156M
$1.68M ﹤0.01%
164,931
-6,991
-4% -$71.1K
SHOE
1785
Shoe Station Group
SHOE
$413M
$1.68M ﹤0.01%
150,342
+26,338
+21% +$244K
NX icon
1786
Quanex
NX
$819M
$1.68M ﹤0.01%
73,083
+7,141
+11% +$148K
BKU icon
1787
Bankunited
BKU
$3.37B
$1.68M ﹤0.01%
47,154
-27,404
-37% -$921K
UGP icon
1788
Ultrapar
UGP
$6.95B
$1.67M ﹤0.01%
140,438
-1,704
-1% -$20.1K
PFL
1789
PIMCO Income Strategy Fund
PFL
$384M
$1.67M ﹤0.01%
137,965
-228
-0.2% -$2.75K
ADEA icon
1790
Adeia
ADEA
$2.94B
$1.67M ﹤0.01%
249,185
-11,234
-4% -$82.7K
HNW
1791
DELISTED
Pioneer Diversified High Income Fund
HNW
$1.67M ﹤0.01%
100,516
-7,009
-7% -$115K
EMF
1792
Templeton Emerging Markets Fund
EMF
$317M
$1.67M ﹤0.01%
100,800
-8,188
-8% -$132K
APAM icon
1793
Artisan Partners
APAM
$2.79B
$1.66M ﹤0.01%
50,979
-973
-2% -$30.2K
NVEC icon
1794
NVE Corp
NVEC
$562M
$1.66M ﹤0.01%
21,068
+95
+0.5% +$7.25K
DK icon
1795
Delek US
DK
$4.16B
$1.66M ﹤0.01%
62,083
+21,865
+54% +$547K
VRTV
1796
DELISTED
VERITIV CORPORATION
VRTV
$1.66M ﹤0.01%
51,171
+9,434
+23% +$315K
SUM
1797
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$1.66M ﹤0.01%
53,436
-390
-0.7% -$11.1K
ESL
1798
DELISTED
Esterline Technologies
ESL
$1.66M ﹤0.01%
18,360
-637
-3% -$57.4K
HTHT icon
1799
Huazhu Hotels Group
HTHT
$13.1B
$1.65M ﹤0.01%
55,676
-10,728
-16% -$278K
QTS
1800
DELISTED
QTS REALTY TRUST, INC.
QTS
$1.65M ﹤0.01%
31,600
-6,393
-17% -$341K
70 71
72
73 74

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.