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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1776
Martin Midstream Partners
MMLP
$97.4M
| $2.06M | 0.01% |
47,833
-8,263
| -15% | -$356K |
|
1777
Genesis Energy
GEL
$1.89B
| $2.06M | 0.01% |
37,940
-1,529
| -4% | -$82.5K |
|
|
KHI
1778
DELISTED
Deutsche High Income Trust
KHI
| $2.05M | 0.01% |
218,233
+9,217
| +4% | +$85.7K |
|
|
IRC
1779
DELISTED
INLAND REAL ESTATE CORP
IRC
| $2.05M | 0.01% |
194,229
+55,392
| +40% | +$580K |
|
|
ENV
1780
DELISTED
ENVESTNET, INC.
ENV
| $2.05M | 0.01% |
50,947
-1,891
| -4% | -$81K |
|
|
CPWR
1781
DELISTED
COMPUWARE CORP
CPWR
| $2.04M | 0.01% |
202,744
-61,617
| -23% | -$623K |
|
|
BCV
1782
Bancroft Fund
BCV
$138M
| $2.04M | 0.01% |
104,496
+2,002
| +2% | +$38.7K |
|
1783
Exelixis
EXEL
$13.2B
| $2.04M | 0.01% |
576,892
+53,968
| +10% | +$367K |
|
|
RNF
1784
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
| $2.04M | 0.01% |
109,732
+29,475
| +37% | +$548K |
|
|
ROIC
1785
DELISTED
Retail Opportunity Investments Corp.
ROIC
| $2.04M | 0.01% |
136,626
+20,465
| +18% | +$298K |
|
1786
Synaptics
SYNA
$4.12B
| $2.04M | 0.01% |
33,917
-2,956
| -8% | -$176K |
|
|
CODE
1787
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
| $2.03M | 0.01% |
116,556
+6,422
| +6% | +$101K |
|
1788
STMicroelectronics
STM
$49.5B
| $2.03M | 0.01% |
219,593
+106,576
| +94% | +$905K |
|
|
EJ
1789
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
| $2.03M | 0.01% |
180,654
-8,049
| -4% | -$99.4K |
|
|
MGAM
1790
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
| $2.02M | 0.01% |
69,608
-29,411
| -30% | -$926K |
|
|
GRT
1791
DELISTED
GLIMCHER REALTY TRUST
GRT
| $2.02M | 0.01% |
201,380
+130,001
| +182% | +$1.23M |
|
1792
Amdocs
DOX
$6.21B
| $2.02M | 0.01% |
43,475
-660
| -1% | -$28.9K |
|
|
DBD
1793
DELISTED
Diebold Nixdorf Incorporated
DBD
| $2.02M | 0.01% |
50,595
-16,532
| -25% | -$595K |
|
1794
CALL
ATI
ATI
$31B
| $2.02M | 0.01% |
+53,500
| New | +$1.8M |
|
1795
ResMed
RMD
$30.4B
| $2.02M | 0.01% |
45,069
-2,195
| -5% | -$98.6K |
|
|
NXK
1796
DELISTED
NUVEEN N.Y. DIV ADV MUNI FD
NXK
| $2.01M | 0.01% |
154,705
+4,385
| +3% | +$56.6K |
|
1797
Diodes
DIOD
$4.73B
| $2.01M | 0.01% |
76,940
+43,795
| +132% | +$1.05M |
|
1798
Nu Skin
NUS
$259M
| $2.01M | 0.01% |
24,265
+2,549
| +12% | +$224K |
|
|
NQS
1799
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
| $2.01M | 0.01% |
151,564
-23,993
| -14% | -$317K |
|
1800
Pool Corp
POOL
$7.5B
| $2M | 0.01% |
32,551
-10,504
| -24% | -$604K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.