We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUH
1751
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$2.12M 0.01%
146,432
-14,760
-9% -$211K
LPLA icon
1752
LPL Financial
LPLA
$28.3B
$2.12M 0.01%
40,272
-22,444
-36% -$1.18M
P
1753
DELISTED
Pandora Media Inc
P
$2.11M 0.01%
69,686
+15,315
+28% +$530K
SHO icon
1754
Sunstone Hotel Investors
SHO
$2.1B
$2.11M 0.01%
153,725
+25,833
+20% +$345K
HCC
1755
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$2.11M 0.01%
46,385
-8,402
-15% -$371K
SHLM
1756
DELISTED
Schulman (A.) Inc
SHLM
$2.11M 0.01%
58,120
-3,927
-6% -$135K
AJRD
1757
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$2.1M 0.01%
114,888
-48,342
-30% -$883K
HL icon
1758
Hecla Mining
HL
$11.2B
$2.1M 0.01%
682,457
+13,648
+2% +$44.8K
TAC icon
1759
TransAlta
TAC
$3.97B
$2.1M 0.01%
180,100
+7,638
+4% +$94.4K
SLH
1760
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$2.09M 0.01%
32,930
+18,116
+122% +$1.22M
NCLH icon
1761
Norwegian Cruise Line
NCLH
$8.78B
$2.08M 0.01%
64,569
+47,336
+275% +$1.62M
VGM icon
1762
Invesco Trust Investment Grade Municipals
VGM
$565M
$2.08M 0.01%
162,684
-9,785
-6% -$124K
CWEI
1763
DELISTED
Clayton Williams Energy, Inc.
CWEI
$2.08M 0.01%
18,417
-19,192
-51% -$1.63M
KFN
1764
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$2.08M 0.01%
179,714
-22,064
-11% -$270K
SSYS icon
1765
Stratasys
SSYS
$770M
$2.08M 0.01%
19,585
+8,112
+71% +$970K
AYN
1766
DELISTED
Alliance New York Income Fund
AYN
$2.08M 0.01%
166,189
-1,329
-0.8% -$16.2K
PAI
1767
Western Asset Investment Grade Income Fund
PAI
$114M
$2.08M 0.01%
156,439
-18,388
-11% -$243K
BAF
1768
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$2.07M 0.01%
150,921
+6,599
+5% +$89.1K
HSH
1769
DELISTED
HILLSHIRE BRANDS CO
HSH
$2.07M 0.01%
55,645
-21,752
-28% -$780K
NUJ
1770
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
$2.07M 0.01%
160,662
-14,858
-8% -$187K
OFG icon
1771
OFG Bancorp
OFG
$2.22B
$2.07M 0.01%
120,401
+78,411
+187% +$1.25M
PMO
1772
Franklin Municipal Opportunities Trust
PMO
$284M
$2.07M 0.01%
181,710
-30,176
-14% -$340K
XOOM
1773
DELISTED
XOOM CORP COM
XOOM
$2.07M 0.01%
+105,859
New +$2.72M
VWTR
1774
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$2.06M 0.01%
+79,462
New +$1.96M
ECF
1775
Ellsworth Growth & Income Fund
ECF
$171M
$2.06M 0.01%
239,857
+4,418
+2% +$37K
69 70
71
72 73

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.