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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLR
1726
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$2.12M 0.01%
31,884
-8,414
-21% -$627K
RHP icon
1727
Ryman Hospitality Properties
RHP
$7.84B
$2.12M 0.01%
44,710
-7,731
-15% -$376K
KN icon
1728
Knowles
KN
$3.36B
$2.11M 0.01%
79,843
-5,434
-6% -$166K
SAIA icon
1729
Saia
SAIA
$9.65B
$2.11M 0.01%
42,596
-107,958
-72% -$5.13M
BHE icon
1730
Benchmark Electronics
BHE
$2.96B
$2.11M 0.01%
94,898
-2,191
-2% -$53.1K
SPLK
1731
DELISTED
Splunk Inc
SPLK
$2.11M 0.01%
38,078
+11,618
+44% +$578K
DST
1732
DELISTED
DST Systems Inc.
DST
$2.11M 0.01%
50,198
+11,210
+29% +$509K
CGI
1733
DELISTED
Celadon Group Inc
CGI
$2.1M 0.01%
108,119
-21,762
-17% -$462K
NTT
1734
DELISTED
Nippon Telegraph & Telephone
NTT
$2.1M 0.01%
67,596
+59,856
+773% +$1.96M
CHU
1735
DELISTED
China Unicom (HONG KONG) Limited
CHU
$2.1M 0.01%
139,682
+36,127
+35% +$603K
UAN icon
1736
CVR Partners
UAN
$1.34B
$2.09M 0.01%
15,239
-673
-4% -$111K
COO icon
1737
Cooper Companies
COO
$14.3B
$2.09M 0.01%
53,672
-6,996
-12% -$275K
EPE
1738
DELISTED
EP Energy Corporation
EPE
$2.08M 0.01%
118,969
-19,545
-14% -$377K
TDW icon
1739
Tidewater
TDW
$4.06B
$2.07M 0.01%
1,646
-733
-31% -$1.14M
ANF icon
1740
Abercrombie & Fitch
ANF
$4.91B
$2.07M 0.01%
56,975
-15,421
-21% -$628K
IVC
1741
DELISTED
Invacare Corporation
IVC
$2.06M ﹤0.01%
174,721
-16,656
-9% -$254K
KMPR icon
1742
Kemper
KMPR
$1.76B
$2.06M ﹤0.01%
60,386
-28,303
-32% -$1.01M
MRVL icon
1743
Marvell Technology
MRVL
$189B
$2.06M ﹤0.01%
152,923
+82,442
+117% +$1.14M
STM icon
1744
STMicroelectronics
STM
$47.5B
$2.06M ﹤0.01%
267,541
-10,740
-4% -$89.4K
Y
1745
DELISTED
Alleghany Corp
Y
$2.06M ﹤0.01%
4,922
-219
-4% -$93.5K
NXK
1746
DELISTED
NUVEEN N.Y. DIV ADV MUNI FD
NXK
$2.06M ﹤0.01%
156,084
-675
-0.4% -$8.91K
ISCA
1747
DELISTED
International Speedway Corp
ISCA
$2.05M ﹤0.01%
64,931
-11,434
-15% -$368K
MHO icon
1748
M/I Homes
MHO
$3.71B
$2.05M ﹤0.01%
103,538
-9,781
-9% -$213K
IEP icon
1749
Icahn Enterprises
IEP
$5.13B
$2.05M ﹤0.01%
+19,364
New +$2.06M
NQS
1750
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$2.04M ﹤0.01%
149,381
+14,836
+11% +$202K
68 69
70
71 72

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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.