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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSYS icon
1726
Stratasys
SSYS
$679M
$2.19M 0.01%
19,266
-319
-2% -$31.3K
NPKI
1727
NPK International
NPKI
$1.06B
$2.19M 0.01%
175,696
+47,367
+37% +$552K
EMES
1728
DELISTED
Emerge Energy Services LP
EMES
$2.19M 0.01%
20,686
-1,065
-5% -$92.3K
EVER
1729
DELISTED
Everbank Financial Corp
EVER
$2.19M 0.01%
108,490
-22,143
-17% -$426K
BCV
1730
Bancroft Fund
BCV
$133M
$2.19M 0.01%
108,313
+3,817
+4% +$75.7K
OGS icon
1731
ONE Gas
OGS
$4.87B
$2.19M 0.01%
57,902
+8,757
+18% +$320K
NNN icon
1732
NNN REIT
NNN
$9.04B
$2.18M 0.01%
58,631
-41,954
-42% -$1.48M
RIT
1733
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$2.18M 0.01%
189,207
-18,123
-9% -$205K
CALY
1734
Callaway Golf Company
CALY
$3.32B
$2.18M 0.01%
261,653
+4,078
+2% +$35.1K
PNF
1735
DELISTED
PIMCO New York Municipal Income Fund
PNF
$2.18M 0.01%
186,170
-7,759
-4% -$88.5K
CONN
1736
DELISTED
Conn's Inc.
CONN
$2.18M 0.01%
44,083
+33,721
+325% +$1.49M
SFG
1737
DELISTED
STANCORP FINL GRP
SFG
$2.18M 0.01%
34,015
+13,011
+62% +$809K
FEI
1738
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$2.18M 0.01%
100,946
-9,656
-9% -$198K
FCS
1739
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
$2.17M 0.01%
139,294
-1,833
-1% -$25.9K
BFK
1740
DELISTED
BlackRock Municipal Income Trust
BFK
$2.17M 0.01%
157,960
-121,120
-43% -$1.65M
NWPX icon
1741
NWPX Infrastructure Inc
NWPX
$1.19B
$2.17M 0.01%
53,758
-6,307
-11% -$229K
CIE
1742
DELISTED
Cobalt International Energy, Inc
CIE
$2.16M 0.01%
7,854
+3,772
+92% +$1.03M
ETG
1743
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.8B
$2.16M 0.01%
122,923
-22,666
-16% -$389K
HI
1744
DELISTED
Hillenbrand
HI
$2.15M 0.01%
65,988
-10,544
-14% -$325K
NMBL
1745
DELISTED
Nimble Storage, Inc.
NMBL
$2.15M 0.01%
+70,115
New +$1.97M
SFE
1746
DELISTED
Safeguard Scientifics, Inc.
SFE
$2.15M 0.01%
103,375
-6,511
-6% -$131K
ORIT
1747
DELISTED
Oritani Financial Corp. New
ORIT
$2.15M 0.01%
139,552
+903
+0.7% +$13.7K
MHF
1748
Western Asset Municipal High Income Fund
MHF
$151M
$2.15M 0.01%
291,132
+13,009
+5% +$94.6K
AMCC
1749
DELISTED
Applied Micro Circuits Corporation New
AMCC
$2.15M 0.01%
198,551
-45,752
-19% -$447K
MCR
1750
DELISTED
MFS Charter Income Trust
MCR
$2.14M 0.01%
232,042
-34,135
-13% -$314K
68 69
70
71 72

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.