We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSXP
1726
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$2.19M 0.01%
+44,991
New +$1.91M
SLRC icon
1727
SLR Investment Corp
SLRC
$716M
$2.18M 0.01%
100,158
+66,958
+202% +$1.49M
BKW
1728
DELISTED
BURGER KING WORLDWIDE
BKW
$2.18M 0.01%
82,109
+64,964
+379% +$1.63M
CHTP
1729
DELISTED
CHELSEA THERAPEUTICS INT'L LTD
CHTP
$2.18M 0.01%
394,786
+372,072
+1,638% +$1.87M
IEP icon
1730
Icahn Enterprises
IEP
$5.38B
$2.18M 0.01%
21,206
-7,985
-27% -$880K
ARRS
1731
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$2.18M 0.01%
77,291
-11,179
-13% -$305K
PSIX
1732
Power Solutions International
PSIX
$925M
$2.18M 0.01%
+28,945
New +$2.09M
CBEY
1733
DELISTED
CBEYOND INC COM STK
CBEY
$2.17M 0.01%
299,751
+5,993
+2% +$42.2K
NWPX icon
1734
NWPX Infrastructure Inc
NWPX
$1.16B
$2.17M 0.01%
60,065
+1,822
+3% +$65K
BWLD
1735
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$2.16M 0.01%
14,536
-4,845
-25% -$687K
BSE
1736
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$2.16M 0.01%
168,122
+335
+0.2% +$4.21K
ARMK icon
1737
Aramark
ARMK
$14.8B
$2.16M 0.01%
+103,288
New +$2M
KN icon
1738
Knowles
KN
$3.35B
$2.15M 0.01%
+68,162
New +$2.11M
IAG icon
1739
IAMGOLD
IAG
$10.4B
$2.15M 0.01%
610,209
-1,797,043
-75% -$6.78M
CNA icon
1740
CNA Financial
CNA
$14.2B
$2.15M 0.01%
50,294
+5,068
+11% +$211K
APU
1741
DELISTED
AmeriGas Partners, L.P.
APU
$2.15M 0.01%
50,868
+3,178
+7% +$135K
CHRW icon
1742
CALL
C.H. Robinson
CHRW
$17.4B
$2.15M 0.01%
+41,000
New +$2.23M
MMD
1743
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$2.14M 0.01%
126,258
+32,836
+35% +$551K
PNF
1744
DELISTED
PIMCO New York Municipal Income Fund
PNF
$2.14M 0.01%
193,929
-1,710
-0.9% -$18.3K
PPC icon
1745
Pilgrim's Pride
PPC
$6.53B
$2.14M 0.01%
102,142
-23,947
-19% -$412K
TRAK
1746
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
$2.13M 0.01%
43,354
-15,312
-26% -$768K
VOYA icon
1747
Voya Financial
VOYA
$9.19B
$2.12M 0.01%
58,534
+49,358
+538% +$1.75M
KMPR icon
1748
Kemper
KMPR
$1.72B
$2.12M 0.01%
54,115
-8,974
-14% -$345K
APC
1749
CALL
DELISTED
Anadarko Petroleum
APC
$2.12M 0.01%
25,000
– –
APC
1750
PUT
DELISTED
Anadarko Petroleum
APC
$2.12M 0.01%
25,000
– –
68 69
70
71 72

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.