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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIT icon
1701
BlackRock Multi-Sector Income Trust
BIT
$698M
$1.89M 0.01%
108,901
+1,247
+1% +$21.4K
HNW
1702
DELISTED
Pioneer Diversified High Income Fund
HNW
$1.88M 0.01%
116,389
-18,457
-14% -$298K
WFT
1703
DELISTED
Weatherford International plc
WFT
$1.88M 0.01%
282,440
-431,707
-60% -$2.53M
WING icon
1704
Wingstop
WING
$3.55B
$1.87M 0.01%
66,164
-9,346
-12% -$259K
KALU icon
1705
Kaiser Aluminum
KALU
$2.68B
$1.87M 0.01%
23,370
+7,108
+44% +$564K
PML
1706
PIMCO Municipal Income Fund II
PML
$484M
$1.87M 0.01%
148,366
+17,444
+13% +$218K
WAGE
1707
DELISTED
WageWorks, Inc.
WAGE
$1.86M 0.01%
25,778
-3,111
-11% -$230K
EXPR
1708
DELISTED
Express, Inc.
EXPR
$1.86M 0.01%
10,224
-2,545
-20% -$526K
PNFP icon
1709
Pinnacle Financial Partners Inc
PNFP
$16.2B
$1.86M 0.01%
28,015
-2,964
-10% -$200K
VMO icon
1710
Invesco Municipal Opportunity Trust
VMO
$649M
$1.86M 0.01%
143,120
+16,827
+13% +$219K
FLOT icon
1711
iShares Floating Rate Bond ETF
FLOT
$10.3B
$1.85M 0.01%
36,412
+5,334
+17% +$271K
GOV
1712
DELISTED
Government Properties Income Trust
GOV
$1.85M 0.01%
88,520
-5,604
-6% -$112K
PANW icon
1713
Palo Alto Networks
PANW
$283B
$1.85M 0.01%
98,322
-37,074
-27% -$829K
MCS icon
1714
Marcus Corp
MCS
$946M
$1.84M 0.01%
57,459
-6,867
-11% -$212K
EFF
1715
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$1.84M 0.01%
109,414
+61,903
+130% +$1.05M
SFBS
1716
ServisFirst Bancshares
SFBS
$4.92B
$1.84M 0.01%
50,508
-6,968
-12% -$273K
DEX
1717
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$1.84M 0.01%
167,063
-21,875
-12% -$231K
TBHC
1718
DELISTED
The Brand House Collective
TBHC
$1.83M 0.01%
147,832
-27,760
-16% -$349K
AXON
1719
Axon Enterprise
AXON
$46.4B
$1.83M 0.01%
80,346
-9,496
-11% -$233K
PLAY icon
1720
Dave & Buster's
PLAY
$403M
$1.83M 0.01%
29,891
-6,975
-19% -$397K
NUAN
1721
DELISTED
Nuance Communications, Inc.
NUAN
$1.83M 0.01%
121,849
-11,685
-9% -$166K
PVG
1722
DELISTED
PRETIUM RESOURCES INC.
PVG
$1.82M ﹤0.01%
170,024
-25,490
-13% -$269K
JTD
1723
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$1.82M ﹤0.01%
121,869
-2,571
-2% -$37.4K
NHI icon
1724
National Health Investors
NHI
$3.68B
$1.82M ﹤0.01%
25,021
-40,090
-62% -$2.94M
PMT
1725
PennyMac Mortgage Investment
PMT
$823M
$1.82M ﹤0.01%
102,359
-21,836
-18% -$370K
67 68
69
70 71

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.