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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FATE icon
1651
Fate Therapeutics
FATE
$326M
$328K ﹤0.01%
57,597
-63,320
-52% -$382K
PSN icon
1652
Parsons
PSN
$5.08B
$328K ﹤0.01%
7,334
+460
+7% +$20.2K
MED icon
1653
Medifast
MED
$141M
$326K ﹤0.01%
3,141
+1,223
+64% +$136K
TRMK icon
1654
Trustmark
TRMK
$2.75B
$325K ﹤0.01%
13,150
-104,768
-89% -$3.1M
THQ
1655
abrdn Healthcare Opportunities Fund
THQ
$796M
$324K ﹤0.01%
+17,293
New +$331K
ERC
1656
Allspring Multi-Sector Income Fund
ERC
$259M
$324K ﹤0.01%
35,427
+18,447
+109% +$180K
SUN icon
1657
Sunoco
SUN
$13.3B
$323K ﹤0.01%
7,361
+557
+8% +$25.1K
CCS icon
1658
Century Communities
CCS
$2.03B
$322K ﹤0.01%
5,043
+848
+20% +$50.5K
EPRT icon
1659
Essential Properties Realty Trust
EPRT
$6.62B
$322K ﹤0.01%
+12,967
New +$320K
UVV icon
1660
Universal Corp
UVV
$1.27B
$322K ﹤0.01%
+6,092
New +$320K
HQH
1661
abrdn Healthcare Investors
HQH
$1.32B
$320K ﹤0.01%
+18,133
New +$330K
H icon
1662
Hyatt Hotels
H
$16.7B
$319K ﹤0.01%
+2,855
New +$313K
TPH
1663
DELISTED
Tri Pointe Homes
TPH
$317K ﹤0.01%
12,518
+2,214
+21% +$50.2K
HIE
1664
DELISTED
Miller/Howard High Income Equity Fund
HIE
$317K ﹤0.01%
31,523
-18,558
-37% -$196K
BYND icon
1665
Beyond Meat
BYND
$277M
$316K ﹤0.01%
19,484
-5,552
-22% -$91.4K
FLR icon
1666
Fluor
FLR
$7.96B
$314K ﹤0.01%
10,145
-2,707
-21% -$93.1K
GTY
1667
Getty Realty Corp
GTY
$2.07B
$313K ﹤0.01%
8,699
+560
+7% +$19.6K
GSBD icon
1668
Goldman Sachs BDC
GSBD
$1.1B
$312K ﹤0.01%
22,844
+2,659
+13% +$39.7K
FBP icon
1669
First Bancorp
FBP
$4.38B
$311K ﹤0.01%
27,250
+7,572
+38% +$99.6K
AXIA
1670
AXIA Energia
AXIA
$310K ﹤0.01%
58,985
-93,339
-61% -$522K
NMAI icon
1671
Nuveen Multi-Asset Income Fund
NMAI
$485M
$309K ﹤0.01%
26,797
-33,066
-55% -$399K
FLGT icon
1672
Fulgent Genetics
FLGT
$527M
$309K ﹤0.01%
+9,897
New +$319K
EWBC icon
1673
East-West Bancorp
EWBC
$18B
$308K ﹤0.01%
5,557
+1,650
+42% +$114K
IBN icon
1674
ICICI Bank
IBN
$108B
$308K ﹤0.01%
14,266
-1,902
-12% -$39.7K
PSF icon
1675
Cohen & Steers Select Preferred & Income Fund
PSF
$236M
$307K ﹤0.01%
+16,941
New +$341K
65 66
67
68 69

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.