Guggenheim Capital’s Nuveen Multi-Asset Income Fund NMAI Stock Holding History

Guggenheim Capital’s Portfolio NMAI Stock Details NMAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-13,699	Closed	-$160K	–	1887
2023 Q2	$160K	Sell	13,699 -13,098	-49%	-$152K	﹤0.01%	1804
2023 Q1	$309K	Sell	26,797 -33,066	-55%	-$399K	﹤0.01%	1673
2022 Q4	$688K	Sell	59,863 -639	-1%	-$7.43K	0.01%	1344
2022 Q3	$689K	Sell	60,502 -313	-0.5%	-$4.18K	0.01%	1334
2022 Q2	$803K	Sell	60,815 -78,689	-56%	-$1.15M	0.01%	1331
2022 Q1	$2.26M	Sell	139,504 -38,365	-22%	-$652K	0.01%	954
2021 Q4	$3.32M	Buy	+177,869	New	+$3.23M	0.02%	844

Other funds holding NMAI

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HBCM

Heron Bay Capital Management Bloomfield Hills, Michigan $1.08B AUM 7.99% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Guggenheim Capital's NMAI Position: Q3 2023 in Review

Guggenheim Capital sold out of Nuveen Multi-Asset Income Fund (NMAI) in Q3 2023, closing a stake of 13,699 shares — an estimated $160K sold.

Guggenheim Capital first reported a position in NMAI in Q4 2021 and held it in 7 quarters. The position peaked at $3.32M in Q4 2021. 67 funds tracked by Wall St. Rank hold NMAI as of Q3 2023.

Guggenheim Capital reported no remaining Nuveen Multi-Asset Income Fund position as of Q3 2023 after selling out during the quarter.
Guggenheim Capital sold 13,699 Nuveen Multi-Asset Income Fund shares in Q3 2023, an estimated $160K.
Guggenheim Capital first reported a position in Nuveen Multi-Asset Income Fund in Q4 2021 and held it in 7 quarters.
Guggenheim Capital's Nuveen Multi-Asset Income Fund position peaked at $3.32M in Q4 2021.
67 funds tracked by Wall St. Rank held Nuveen Multi-Asset Income Fund as of Q3 2023.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.