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Nuveen Multi-Asset Income Fund

67 hedge funds and large institutions have $110M invested in Nuveen Multi-Asset Income Fund in 2023 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 20 increasing their positions, 25 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.32% more ownership

Funds ownership: 27.27%29.58% (+2.3%)

3% more capital invested

Capital invested by funds: $106M → $110M (+$3.64M)

6% less funds holding

Funds holding: 7167 (-4)

20% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 25

44% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 9

Holders
67
Holders Change
-4
Holders Change %
-5.63%
% of All Funds
1.06%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
20
Reduced
25
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$46.6M +$12.5M +1,063,488 +34%
Morgan Stanley
2
Morgan Stanley
New York
$18.2M -$639K -54,562 -3%
SIA
3
Sit Investment Associates
Minnesota
$14.6M +$7.37M +629,572 +92%
UBS Group
4
UBS Group
Switzerland
$6.45M -$801K -68,441 -11%
LPL Financial
5
LPL Financial
California
$3.88M -$209K -17,862 -5%
HBCM
6
Heron Bay Capital Management
Michigan
$2.43M -$66.2K -5,651 -3%
Osaic Holdings
7
Osaic Holdings
Arizona
$2.08M +$353K +30,161 +19%
AAM
8
Advisors Asset Management
Colorado
$1.44M -$6.83K -583 -0.4%
Millennium Management
9
Millennium Management
New York
$1.2M +$9.99K +853 +0.8%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$910K -$8.05K -688 -0.8%
AGM
11
Alpine Global Management
New York
$795K +$326K +27,832 +64%
COLIM
12
City of London Investment Management
United Kingdom
$782K +$172K +14,682 +26%
WP
13
Woodline Partners
California
$697K +$734K +62,685 New
CAN
14
Cetera Advisor Networks
California
$696K +$18.8K +1,607 +3%
SWM
15
Silverlake Wealth Management
Vermont
$610K
Bank of America
16
Bank of America
North Carolina
$576K -$11.4K -975 -2%
QC
17
Quantedge Capital
Singapore
$493K -$274K -23,400 -35%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$437K -$58.6K -5,002 -11%
NAS
19
NWF Advisory Services
California
$411K +$15K +1,278 +4%
Stifel Financial
20
Stifel Financial
Missouri
$377K +$17.4K +1,490 +5%
RJA
21
Raymond James & Associates
Florida
$367K +$2.94K +251 +0.8%
Wells Fargo
22
Wells Fargo
California
$364K -$684K -58,392 -64%
KACA
23
Kayne Anderson Capital Advisors
California
$357K +$376K +32,100 New
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$338K
GIA
25
Gladstone Institutional Advisory
Florida
$334K

NMAI Hedge Fund Activity: Q3 2023 in Review

67 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Nuveen Multi-Asset Income Fund (NMAI) for Q3 2023, worth a combined $110M — up 3.4% from $106M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of NMAI and 5 opened new positions — a net loss of 4 holders — while 25 trimmed existing stakes and 20 added.

The largest buyer was Saba Capital Management, adding an estimated $12.5M. The largest seller was Clough Capital Partners, exiting entirely with an estimated $2.83M sold.

  • 67 institutional investors held Nuveen Multi-Asset Income Fund (NMAI) as of Q3 2023, down from 71 in Q2 2023.
  • Funds reported $110M of Nuveen Multi-Asset Income Fund stock for Q3 2023, up 3.4% quarter-over-quarter.
  • 5 funds opened new Nuveen Multi-Asset Income Fund positions in Q3 2023 and 9 closed out, a net change of -4 holders.
  • The largest Nuveen Multi-Asset Income Fund buyer in Q3 2023 was Saba Capital Management, an estimated $12.5M added.
  • The largest Nuveen Multi-Asset Income Fund seller in Q3 2023 was Clough Capital Partners, an estimated $2.83M sold.

Based on aggregated 13F filings for Q3 2023.