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Nuveen Multi-Asset Income Fund

72 hedge funds and large institutions have $82.2M invested in Nuveen Multi-Asset Income Fund in 2022 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 28 increasing their positions, 22 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 22

1.13% more ownership

Funds ownership: 20.49%21.62% (+1.1%)

9% less capital invested

Capital invested by funds: $90.6M → $82.2M (-$8.4M)

10% less funds holding

Funds holding: 8072 (-8)

53% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 15

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
72
Holders Change
-8
Holders Change %
-10%
% of All Funds
1.24%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
28
Reduced
22
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$19.9M +$11.6M +867,765 +98%
Morgan Stanley
2
Morgan Stanley
New York
$18M +$3.88M +290,094 +23%
UBS Group
3
UBS Group
Switzerland
$8.52M -$514K -38,472 -5%
HBCM
4
Heron Bay Capital Management
Michigan
$3.17M -$3.06M -228,571 -45%
LPL Financial
5
LPL Financial
California
$3.1M +$257K +19,192 +8%
SFS
6
Shaker Financial Services
Virginia
$2.66M +$1.98M +148,204 +173%
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$2.6M -$75.3K -5,630 -2%
Wells Fargo
8
Wells Fargo
California
$2.49M -$752K -56,268 -20%
RVPG
9
Relative Value Partners Group
$1.98M +$50.4K +3,768 +2%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.98M -$40.3K -3,012 -2%
WAM
11
Wolverine Asset Management
Illinois
$1.6M +$666K +49,797 +55%
Bank of America
12
Bank of America
North Carolina
$1.27M +$55.7K +4,163 +4%
First Trust Advisors
13
First Trust Advisors
Illinois
$1.01M -$478K -35,748 -29%
RJA
14
Raymond James & Associates
Florida
$853K +$395K +29,550 +65%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$805K +$72.2K +5,400 +8%
SWM
16
Silverlake Wealth Management
Vermont
$738K +$60.6K +4,532 +8%
GC
17
Guggenheim Capital
Illinois
$689K -$4.18K -313 -0.5%
Invesco
18
Invesco
Georgia
$678K -$374K -27,977 -32%
CAN
19
Cetera Advisor Networks
California
$651K +$33.4K +2,499 +5%
AAM
20
Advisors Asset Management
Colorado
$646K +$276K +20,632 +57%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$591K -$12.3K -918 -2%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$507K -$54.1K -4,047 -8%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$460K +$406K +30,399 +303%
COLIM
24
City of London Investment Management
United Kingdom
$441K
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$409K +$13.5K +1,011 +3%

NMAI Hedge Fund Activity: Q3 2022 in Review

72 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Nuveen Multi-Asset Income Fund (NMAI) for Q3 2022, worth a combined $82.2M — down 9.3% from $90.6M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of NMAI and 7 opened new positions — a net loss of 8 holders — while 22 trimmed existing stakes and 28 added.

The largest buyer was Saba Capital Management, adding an estimated $11.6M. The largest seller was Penserra Capital Management, exiting entirely with an estimated $8.45M sold.

  • 72 institutional investors held Nuveen Multi-Asset Income Fund (NMAI) as of Q3 2022, down from 80 in Q2 2022.
  • Funds reported $82.2M of Nuveen Multi-Asset Income Fund stock for Q3 2022, down 9.3% quarter-over-quarter.
  • 7 funds opened new Nuveen Multi-Asset Income Fund positions in Q3 2022 and 15 closed out, a net change of -8 holders.
  • The largest Nuveen Multi-Asset Income Fund buyer in Q3 2022 was Saba Capital Management, an estimated $11.6M added.
  • The largest Nuveen Multi-Asset Income Fund seller in Q3 2022 was Penserra Capital Management, an estimated $8.45M sold.

Based on aggregated 13F filings for Q3 2022.