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Nuveen Multi-Asset Income Fund
NMAI

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.2M -$1.71M -124,372 -13%
UBS Group
2
UBS Group
Switzerland
$9.79M +$268K +19,527 +3%
PCM
3
Penserra Capital Management
California
$7.96M +$295K +21,430 +4%
Pathstone Holdings
4
Pathstone Holdings
New Jersey
$7.13M -$7.67M -558,200 -53%
LPL Financial
5
LPL Financial
California
$6.4M +$381K +27,696 +7%
AAM
6
Advisors Asset Management
Colorado
$3.62M +$285K +20,764 +9%
Stifel Financial
7
Stifel Financial
Missouri
$3.24M +$159K +11,584 +5%
NWA
8
Navis Wealth Advisors
New York
$3.02M +$2.93M +213,038 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.63M -$747K -54,345 -23%
DADC
10
D.A. Davidson & Co
Montana
$2.05M +$186K +13,507 +10%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$1.66M -$301K -21,901 -16%
First Trust Advisors
12
First Trust Advisors
Illinois
$1.65M +$49.6K +3,609 +3%
HWAM
13
Hennion & Walsh Asset Management
New Jersey
$1.37M +$631K +45,899 +91%
Bank of America
14
Bank of America
North Carolina
$1.29M +$51.5K +3,745 +4%
Raymond James Financial
15
Raymond James Financial
Florida
$1.22M +$29.3K +2,131 +3%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.18M +$50.6K +3,678 +5%
CEFA
17
Closed-End Fund Advisors
Virginia
$912K +$21K +1,531 +2%
Calamos Advisors
18
Calamos Advisors
Illinois
$879K +$56.9K +4,137 +7%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$833K – – –
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$826K +$55.6K +4,041 +7%
EPW
21
Evolve Private Wealth
California
$775K -$37.2K -2,703 -5%
JP Morgan Chase
22
JP Morgan Chase
New York
$743K +$16K +1,164 +2%
PFO
23
PMG Family Office
Texas
$675K +$18.1K +1,316 +3%
NAS
24
NWF Advisory Services
California
$643K +$25.4K +1,850 +4%
HIP
25
HUB Investment Partners
Texas
$631K +$8.11K +590 +1%
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