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Nuveen Multi-Asset Income Fund
NMAI

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17M +$8.36M +573,478 +80%
SCM
2
Saba Capital Management
New York
$11.7M +$636K +43,592 +5%
UBS Group
3
UBS Group
Switzerland
$10.4M +$37.9K +2,598 +0.3%
PCM
4
Penserra Capital Management
California
$8.45M -$155K -10,641 -2%
HBCM
5
Heron Bay Capital Management
Michigan
$6.69M +$2.42M +166,275 +49%
Wells Fargo
6
Wells Fargo
California
$3.63M -$182K -12,496 -4%
LPL Financial
7
LPL Financial
California
$3.34M +$3.69M +252,869 New
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$3.33M +$266K +18,218 +8%
RVPG
9
Relative Value Partners Group
$2.34M +$284K +19,448 +13%
Osaic Holdings
10
Osaic Holdings
Arizona
$2.32M +$1.77M +121,124 +218%
First Trust Advisors
11
First Trust Advisors
Illinois
$1.64M -$21.5K -1,477 -1%
Bank of America
12
Bank of America
North Carolina
$1.42M -$24K -1,646 -2%
WAM
13
Wolverine Asset Management
Illinois
$1.2M -$664K -45,547 -33%
Invesco
14
Invesco
Georgia
$1.16M -$85.6K -5,874 -6%
SFS
15
Shaker Financial Services
Virginia
$1.13M -$701K -48,053 -36%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$862K +$32.2K +2,207 +3%
GC
17
Guggenheim Capital
Illinois
$803K -$1.15M -78,689 -56%
SWM
18
Silverlake Wealth Management
Vermont
$795K -$87K -5,968 -9%
CAN
19
Cetera Advisor Networks
California
$721K -$8.11K -556 -1%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$695K +$769K +52,763 New
RJFSA
21
Raymond James Financial Services Advisors
Florida
$641K -$509K -34,880 -42%
RJA
22
Raymond James & Associates
Florida
$598K -$479K -32,869 -42%
COLIM
23
City of London Investment Management
United Kingdom
$510K – – –
JP Morgan Chase
24
JP Morgan Chase
New York
$498K -$144K -9,898 -21%
AAM
25
Advisors Asset Management
Colorado
$476K +$366K +25,109 +229%
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