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Nuveen Multi-Asset Income Fund
NMAI

Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$59.9M -$2.8M -214,172 -5%
Morgan Stanley
2
Morgan Stanley
New York
$9.22M -$4.96M -379,825 -35%
PCM
3
Penserra Capital Management
California
$8.89M +$8.79M +672,721 New
SIA
4
Sit Investment Associates
Minnesota
$8.03M -$6.07M -464,336 -43%
UBS Group
5
UBS Group
Switzerland
$7.41M +$329K +25,153 +5%
HBCM
6
Heron Bay Capital Management
Michigan
$4.17M -$752K -57,575 -15%
LPL Financial
7
LPL Financial
California
$2.83M -$127K -9,754 -4%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$1.37M +$59.7K +4,567 +5%
SFS
9
Shaker Financial Services
Virginia
$1.01M +$572K +43,767 +133%
Rockefeller Capital Management
10
Rockefeller Capital Management
New York
$926K -$12.3K -938 -1%
First Trust Advisors
11
First Trust Advisors
Illinois
$821K +$4.25K +325 +0.5%
Stifel Financial
12
Stifel Financial
Missouri
$732K +$116K +8,841 +19%
SA
13
Sanctuary Advisors
Indiana
$692K +$42.7K +3,267 +6%
Osaic Holdings
14
Osaic Holdings
Arizona
$682K -$99.8K -7,638 -13%
RJA
15
Raymond James & Associates
Florida
$624K -$56.2K -4,298 -8%
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$609K -$302K -23,128 -33%
FM
17
Family Management
New York
$607K +$600K +45,902 New
AAM
18
Advisors Asset Management
Colorado
$605K -$422K -32,273 -41%
GT
19
Greenleaf Trust
Michigan
$560K +$553K +42,355 New
NAS
20
NWF Advisory Services
California
$496K +$52.3K +4,000 +12%
Millennium Management
21
Millennium Management
New York
$481K -$774K -59,266 -62%
Bank of America
22
Bank of America
North Carolina
$467K -$93.4K -7,149 -17%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$430K +$74K +5,661 +21%
GIA
24
Gladstone Institutional Advisory
Florida
$397K – – –
DADC
25
D.A. Davidson & Co
Montana
$375K -$17.7K -1,353 -5%
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