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Nuveen Multi-Asset Income Fund
NMAI

Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$43.3M -$11.8M -935,009 -21%
PCM
2
Penserra Capital Management
California
$8.68M +$613K +48,593 +7%
Morgan Stanley
3
Morgan Stanley
New York
$7.36M -$1.09M -86,407 -12%
UBS Group
4
UBS Group
Switzerland
$7.33M +$606K +48,013 +9%
SIA
5
Sit Investment Associates
Minnesota
$4.88M -$2.55M -201,663 -33%
HBCM
6
Heron Bay Capital Management
Michigan
$3.8M -$2.15K -170 -0.1%
Pathstone Holdings
7
Pathstone Holdings
New Jersey
$3.41M +$3.57M +283,169 New
LPL Financial
8
LPL Financial
California
$2.82M +$250K +19,814 +9%
AIA
9
Absolute Investment Advisers
Florida
$2.47M +$2.59M +205,500 New
SFS
10
Shaker Financial Services
Virginia
$2.33M +$1.47M +116,676 +152%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$1.24M -$10.8K -852 -0.8%
Raymond James Financial
12
Raymond James Financial
Florida
$1.03M +$1.08M +85,797 New
QL
13
Quarry LP
New York
$954K +$1,000K +79,200 New
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
$843K – – –
First Trust Advisors
15
First Trust Advisors
Illinois
$780K +$34.5K +2,734 +4%
WAM
16
Wolverine Asset Management
Illinois
$749K +$785K +62,195 New
Stifel Financial
17
Stifel Financial
Missouri
$673K +$6.21K +492 +0.9%
SA
18
Sanctuary Advisors
Indiana
$663K -$15.9K -1,257 -2%
Osaic Holdings
19
Osaic Holdings
Arizona
$640K +$19.7K +1,563 +3%
Bank of America
20
Bank of America
North Carolina
$598K +$181K +14,347 +41%
FM
21
Family Management
New York
$526K -$28.3K -2,240 -5%
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$474K -$84.2K -6,667 -14%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$411K +$19.3K +1,525 +5%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$364K +$382K +30,231 New
DADC
25
D.A. Davidson & Co
Montana
$361K +$20.4K +1,614 +6%
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