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Nuveen Multi-Asset Income Fund
NMAI

Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$22.4M -$7.32M -606,550 -26%
PCM
2
Penserra Capital Management
California
$11.6M +$327K +27,086 +3%
Pathstone Holdings
3
Pathstone Holdings
New Jersey
$9.9M -$953K -78,981 -9%
Morgan Stanley
4
Morgan Stanley
New York
$9.88M +$1.62M +133,964 +21%
UBS Group
5
UBS Group
Switzerland
$7.37M +$90.8K +7,521 +1%
WAM
6
Wolverine Asset Management
Illinois
$5.14M +$2.26M +187,332 +85%
LPL Financial
7
LPL Financial
California
$3.83M +$379K +31,429 +12%
HBCM
8
Heron Bay Capital Management
Michigan
$3.67M -$295K -24,424 -8%
SFS
9
Shaker Financial Services
Virginia
$3.55M -$91.2K -7,556 -3%
AIA
10
Absolute Investment Advisers
Florida
$2.71M +$132K +10,900 +5%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.63M +$364K +30,189 +31%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$1.13M -$146K -12,092 -12%
Raymond James Financial
13
Raymond James Financial
Florida
$1.03M -$9.14K -757 -0.9%
QL
14
Quarry LP
New York
$1M – – –
First Trust Advisors
15
First Trust Advisors
Illinois
$977K +$140K +11,607 +18%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$875K -$579 -48 -0.1%
Stifel Financial
17
Stifel Financial
Missouri
$795K +$51.6K +4,274 +7%
Osaic Holdings
18
Osaic Holdings
Arizona
$786K +$111K +9,162 +17%
Bank of America
19
Bank of America
North Carolina
$643K -$104K -8,577 -14%
DADC
20
D.A. Davidson & Co
Montana
$597K +$172K +14,213 +43%
JP Morgan Chase
21
JP Morgan Chase
New York
$584K +$542K +44,874 +3,324%
RAM
22
Readystate Asset Management
Illinois
$547K +$154K +12,758 +42%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$520K +$105K +8,681 +27%
PAG
24
Private Advisor Group
New Jersey
$446K -$96.1K -7,959 -18%
NAS
25
NWF Advisory Services
California
$437K +$7.24K +600 +2%
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