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Nuveen Multi-Asset Income Fund
NMAI

Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$19.9M +$11.6M +867,765 +98%
Morgan Stanley
2
Morgan Stanley
New York
$18M +$3.88M +290,094 +23%
UBS Group
3
UBS Group
Switzerland
$8.52M -$514K -38,472 -5%
HBCM
4
Heron Bay Capital Management
Michigan
$3.17M -$3.06M -228,571 -45%
LPL Financial
5
LPL Financial
California
$3.1M +$257K +19,192 +8%
SFS
6
Shaker Financial Services
Virginia
$2.66M +$1.98M +148,204 +173%
TJHA
7
Thomas J. Herzfeld Advisors
Florida
$2.6M -$75.3K -5,630 -2%
Wells Fargo
8
Wells Fargo
California
$2.49M -$752K -56,268 -20%
RVPG
9
Relative Value Partners Group
$1.98M +$50.4K +3,768 +2%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.98M -$40.3K -3,012 -2%
WAM
11
Wolverine Asset Management
Illinois
$1.6M +$666K +49,797 +55%
Bank of America
12
Bank of America
North Carolina
$1.27M +$55.7K +4,163 +4%
First Trust Advisors
13
First Trust Advisors
Illinois
$1.01M -$478K -35,748 -29%
RJA
14
Raymond James & Associates
Florida
$853K +$395K +29,550 +65%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$805K +$72.2K +5,400 +8%
SWM
16
Silverlake Wealth Management
Vermont
$738K +$60.6K +4,532 +8%
GC
17
Guggenheim Capital
Illinois
$689K -$4.18K -313 -0.5%
Invesco
18
Invesco
Georgia
$678K -$374K -27,977 -32%
CAN
19
Cetera Advisor Networks
California
$651K +$33.4K +2,499 +5%
AAM
20
Advisors Asset Management
Colorado
$646K +$276K +20,632 +57%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$591K -$12.3K -918 -2%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$507K -$54.1K -4,047 -8%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$460K +$406K +30,399 +303%
COLIM
24
City of London Investment Management
United Kingdom
$441K – – –
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$409K +$13.5K +1,011 +3%
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