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Nuveen Multi-Asset Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$28.6M -$15M -1,221,512 -34%
PCM
2
Penserra Capital Management
California
$10.7M +$2.07M +168,390 +23%
Pathstone Holdings
3
Pathstone Holdings
New Jersey
$10.5M +$7.14M +579,727 +205%
Morgan Stanley
4
Morgan Stanley
New York
$7.79M +$455K +36,947 +6%
UBS Group
5
UBS Group
Switzerland
$6.92M -$407K -33,079 -5%
HBCM
6
Heron Bay Capital Management
Michigan
$3.79M -$985 -80 -0%
SFS
7
Shaker Financial Services
Virginia
$3.5M +$1.14M +92,794 +48%
LPL Financial
8
LPL Financial
California
$3.26M +$461K +37,460 +16%
WAM
9
Wolverine Asset Management
Illinois
$2.64M +$1.94M +157,212 +253%
AIA
10
Absolute Investment Advisers
Florida
$2.45M -$23.4K -1,900 -0.9%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$1.22M -$15.6K -1,270 -1%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.19M +$796K +64,693 +190%
Raymond James Financial
13
Raymond James Financial
Florida
$988K -$43.9K -3,564 -4%
QL
14
Quarry LP
New York
$952K
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$834K -$8.65K -703 -1%
First Trust Advisors
16
First Trust Advisors
Illinois
$790K +$11.3K +920 +1%
Bank of America
17
Bank of America
North Carolina
$715K +$120K +9,784 +20%
Stifel Financial
18
Stifel Financial
Missouri
$705K +$34K +2,766 +5%
SWM
19
SFG Wealth Management
Maryland
$701K +$718K +58,300 New
Osaic Holdings
20
Osaic Holdings
Arizona
$638K -$579 -47 -0.1%
PAG
21
Private Advisor Group
New Jersey
$520K +$532K +43,233 New
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$441K -$33.2K -2,700 -7%
Walleye Capital
23
Walleye Capital
New York
$440K +$127K +10,333 +39%
NAS
24
NWF Advisory Services
California
$409K +$419K +34,011 New
Jane Street
25
Jane Street
New York
$407K +$416K +33,833 New