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Nuveen Multi-Asset Income Fund
NMAI

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$16.1M +$15.7M +864,173 New
SCM
2
Saba Capital Management
New York
$15.7M +$15.3M +843,084 New
Morgan Stanley
3
Morgan Stanley
New York
$12.6M +$12.3M +676,766 New
HBCM
4
Heron Bay Capital Management
Michigan
$6.4M +$6.24M +343,188 New
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$4.35M +$4.24M +233,153 New
Wells Fargo
6
Wells Fargo
California
$4.14M +$4.04M +222,132 New
Osaic Holdings
7
Osaic Holdings
Arizona
$3.83M +$3.73M +205,337 New
GC
8
Guggenheim Capital
Illinois
$3.32M +$3.23M +177,869 New
PPA
9
Parametric Portfolio Associates
Washington
$2.75M +$2.68M +147,188 New
Bank of America
10
Bank of America
North Carolina
$2.74M +$2.67M +146,995 New
RJA
11
Raymond James & Associates
Florida
$2.62M +$2.55M +140,356 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$2.42M +$2.36M +129,654 New
First Trust Advisors
13
First Trust Advisors
Illinois
$2.4M +$2.34M +128,605 New
JP Morgan Chase
14
JP Morgan Chase
New York
$2.19M +$2.13M +117,352 New
Invesco
15
Invesco
Georgia
$1.7M +$1.66M +91,139 New
RVPG
16
Relative Value Partners Group
$1.67M +$1.63M +89,459 New
SFS
17
Shaker Financial Services
Virginia
$1.58M +$1.54M +84,942 New
SWM
18
Silverlake Wealth Management
Vermont
$1.27M +$1.24M +68,181 New
BFEC
19
Benjamin F. Edwards & Company
Missouri
$1.11M +$1.08M +59,367 New
AAM
20
Advisors Asset Management
Colorado
$1M +$979K +53,852 New
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$1M +$977K +53,732 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$927K +$904K +49,687 New
Stifel Financial
23
Stifel Financial
Missouri
$866K +$845K +46,450 New
CAN
24
Cetera Advisor Networks
California
$800K +$780K +42,877 New
SPC
25
Sigma Planning Corp
Michigan
$788K +$769K +42,268 New
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