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Nuveen Multi-Asset Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$13.6M -$64.3K -3,787 -0.4%
UBS Group
2
UBS Group
Switzerland
$12.7M -$1.37M -80,534 -9%
Morgan Stanley
3
Morgan Stanley
New York
$11.6M +$636K +37,442 +6%
PCM
4
Penserra Capital Management
California
$10.5M +$11M +650,590 New
HBCM
5
Heron Bay Capital Management
Michigan
$5.51M -$48.1K -2,831 -0.8%
Wells Fargo
6
Wells Fargo
California
$4.66M +$1.11M +65,622 +30%
PPA
7
Parametric Portfolio Associates
Washington
$4.26M +$1.96M +115,544 +79%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$3.79M +$9.49K +559 +0.2%
RVPG
9
Relative Value Partners Group
$2.39M +$957K +56,338 +63%
GC
10
Guggenheim Capital
Illinois
$2.26M -$652K -38,365 -22%
WAM
11
Wolverine Asset Management
Illinois
$2.21M +$2.31M +136,300 New
SFS
12
Shaker Financial Services
Virginia
$2.17M +$827K +48,728 +57%
First Trust Advisors
13
First Trust Advisors
Illinois
$2.04M -$49.4K -2,911 -2%
Bank of America
14
Bank of America
North Carolina
$1.77M -$638K -37,567 -26%
Invesco
15
Invesco
Georgia
$1.51M +$38.5K +2,265 +2%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.35M -$785K -46,221 -36%
RJA
17
Raymond James & Associates
Florida
$1.27M -$1.06M -62,157 -44%
SWM
18
Silverlake Wealth Management
Vermont
$1.07M -$33.4K -1,966 -3%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$1.02M +$63K +3,707 +6%
Stifel Financial
20
Stifel Financial
Missouri
$918K +$174K +10,243 +22%
Osaic Holdings
21
Osaic Holdings
Arizona
$899K -$2.54M -149,779 -73%
CAN
22
Cetera Advisor Networks
California
$894K +$209K +12,305 +29%
JP Morgan Chase
23
JP Morgan Chase
New York
$771K -$1.18M -69,732 -59%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$705K +$22.3K +1,315 +3%
COLIM
25
City of London Investment Management
United Kingdom
$625K