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Nuveen Multi-Asset Income Fund
NMAI

Name Holding Trade Value Shares
Change 		Change in
Stake
Pathstone Holdings
1
Pathstone Holdings
New Jersey
$13.2M -$2.15M -162,959 -13%
Morgan Stanley
2
Morgan Stanley
New York
$12.2M +$1.25M +94,596 +11%
UBS Group
3
UBS Group
Switzerland
$8.32M -$134K -10,150 -1%
PCM
4
Penserra Capital Management
California
$6.7M -$5.9M -446,691 -45%
LPL Financial
5
LPL Financial
California
$5.26M +$407K +30,794 +8%
HBCM
6
Heron Bay Capital Management
Michigan
$3.57M -$159 -12 -0%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.98M +$596K +45,075 +23%
AAM
8
Advisors Asset Management
Colorado
$2.91M +$2.26M +170,951 +267%
Stifel Financial
9
Stifel Financial
Missouri
$2.69M +$210K +15,927 +8%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$1.72M +$549K +41,566 +43%
DADC
11
D.A. Davidson & Co
Montana
$1.63M +$9.65K +730 +0.6%
First Trust Advisors
12
First Trust Advisors
Illinois
$1.4M +$75.4K +5,708 +5%
Bank of America
13
Bank of America
North Carolina
$1.08M +$230K +17,407 +25%
Raymond James Financial
14
Raymond James Financial
Florida
$1.04M +$56.3K +4,263 +5%
Osaic Holdings
15
Osaic Holdings
Arizona
$990K +$188K +14,246 +22%
CEFA
16
Closed-End Fund Advisors
Virginia
$779K +$79.8K +6,038 +11%
Millennium Management
17
Millennium Management
New York
$729K +$494K +37,400 +175%
Rockefeller Capital Management
18
Rockefeller Capital Management
New York
$729K -$70.7K -5,349 -8%
Calamos Advisors
19
Calamos Advisors
Illinois
$718K +$91.1K +6,895 +14%
EPW
20
Evolve Private Wealth
California
$706K -$8.18K -619 -1%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$672K +$4.28K +324 +0.6%
JP Morgan Chase
22
JP Morgan Chase
New York
$626K +$35.1K +2,655 +5%
HWAM
23
Hennion & Walsh Asset Management
New Jersey
$625K +$290K +21,960 +77%
PFO
24
PMG Family Office
Texas
$575K +$22.5K +1,705 +4%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$551K +$587K +44,447 New
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