Rockefeller Capital Management
NMAI icon

Rockefeller Capital Management’s Nuveen Multi-Asset Income Fund NMAI Stock Holding History

Rockefeller Capital Management’s Portfolio NMAI Stock Details NMAI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$729K Sell
58,757
-5,349
-8% -$70.7K ﹤0.01% 1768
2025
Q4 		$836K Sell
64,106
-5,941
-8% -$77.5K ﹤0.01% 1632
2025
Q3 		$909K Buy
70,047
+748
+1% +$9.49K ﹤0.01% 1461
2025
Q2 		$875K Sell
69,299
-48
-0.1% -$579 ﹤0.01% 1378
2025
Q1 		$834K Sell
69,347
-703
-1% -$8.65K ﹤0.01% 1327
2024
Q4 		$843K Hold
70,050
– – ﹤0.01% 1312
2024
Q3 		$926K Sell
70,050
-938
-1% -$12.3K ﹤0.01% 1248
2024
Q2 		$877K Sell
70,988
-3,830
-5% -$46.4K ﹤0.01% 1257
2024
Q1 		$931K Buy
74,818
+2,316
+3% +$28.1K ﹤0.01% 1289
2023
Q4 		$892K Buy
72,502
+42,083
+138% +$482K ﹤0.01% 1186
2023
Q3 		$338K Hold
30,419
– – ﹤0.01% 1391
2023
Q2 		$355K Hold
30,419
– – ﹤0.01% 1467
2023
Q1 		$351K Hold
30,419
– – ﹤0.01% 1505
2022
Q4 		$349K Sell
30,419
-10,000
-25% -$116K ﹤0.01% 1413
2022
Q3 		$460K Buy
40,419
+30,399
+303% +$406K ﹤0.01% 1300
2022
Q2 		$132K Sell
10,020
-2,429
-20% -$35.4K ﹤0.01% 1808
2022
Q1 		$201K Hold
12,449
– – ﹤0.01% 1689
2021
Q4 		$232K Buy
+12,449
New +$226K ﹤0.01% 1582

Other funds holding NMAI

Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
HBCM
Heron Bay Capital Management Bloomfield Hills, Michigan $1.08B AUM 7.99% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Rockefeller Capital Management's NMAI Position: Q1 2026 in Review

Rockefeller Capital Management reduced its Nuveen Multi-Asset Income Fund (NMAI) stake by 8.3% in Q1 2026, selling an estimated $70.7K and leaving 58,757 shares worth $729K. The position accounts for ﹤0.01% of the portfolio, ranked #1768.

Rockefeller Capital Management first reported a position in NMAI in Q4 2021 and has held it in 18 quarters since. The position peaked at $931K in Q1 2024. 84 funds tracked by Wall St. Rank hold NMAI as of Q1 2026.

  • Rockefeller Capital Management held 58,757 shares of Nuveen Multi-Asset Income Fund worth $729K as of Q1 2026.
  • Rockefeller Capital Management sold 5,349 Nuveen Multi-Asset Income Fund shares in Q1 2026, an estimated $70.7K.
  • Nuveen Multi-Asset Income Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #1768 holding.
  • Rockefeller Capital Management first reported a position in Nuveen Multi-Asset Income Fund in Q4 2021 and has held it in 18 quarters since.
  • Rockefeller Capital Management's Nuveen Multi-Asset Income Fund position peaked at $931K in Q1 2024.
  • 84 funds tracked by Wall St. Rank held Nuveen Multi-Asset Income Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.