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Nuveen Multi-Asset Income Fund

65 hedge funds and large institutions have $147M invested in Nuveen Multi-Asset Income Fund in 2023 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 19 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more capital invested

Capital invested by funds: $110M → $147M (+$37M)

6.15% more ownership

Funds ownership: 29.58%35.73% (+6.2%)

0% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 19

8% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 12

3% less funds holding

Funds holding: 6765 (-2)

Holders
65
Holders Change
-2
Holders Change %
-2.99%
% of All Funds
0.95%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
19
Reduced
19
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$58.1M +$6.08M +531,431 +13%
Morgan Stanley
2
Morgan Stanley
New York
$34M +$12.9M +1,125,814 +69%
SIA
3
Sit Investment Associates
Minnesota
$17M +$756K +66,051 +5%
UBS Group
4
UBS Group
Switzerland
$6.97M -$153K -13,383 -2%
HBCM
5
Heron Bay Capital Management
Michigan
$4.59M +$1.76M +153,890 +70%
LPL Financial
6
LPL Financial
California
$3.35M -$881K -76,984 -22%
CCP
7
Clough Capital Partners
Massachusetts
$3.09M +$2.88M +251,150 New
Osaic Holdings
8
Osaic Holdings
Arizona
$1.77M -$491K -42,865 -23%
AGM
9
Alpine Global Management
New York
$1.54M +$613K +53,544 +75%
AAM
10
Advisors Asset Management
Colorado
$1.53M -$59.2K -5,170 -4%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$1.09M +$82.3K +7,189 +9%
QL
12
Quarry LP
New York
$1.07M +$996K +86,966 New
Rockefeller Capital Management
13
Rockefeller Capital Management
New York
$892K +$482K +42,083 +138%
Millennium Management
14
Millennium Management
New York
$882K -$417K -36,406 -34%
CAN
15
Cetera Advisor Networks
California
$865K +$88.9K +7,763 +12%
COLIM
16
City of London Investment Management
United Kingdom
$804K -$57.2K -5,000 -7%
SWM
17
Silverlake Wealth Management
Vermont
$663K -$10.5K -921 -2%
Comerica Bank
18
Comerica Bank
Texas
$575K +$514K +44,882 +2,446%
RJA
19
Raymond James & Associates
Florida
$534K +$120K +10,443 +32%
NAS
20
NWF Advisory Services
California
$467K +$11.4K +1,000 +3%
Stifel Financial
21
Stifel Financial
Missouri
$463K +$42.7K +3,733 +11%
Bank of America
22
Bank of America
North Carolina
$458K -$167K -14,574 -28%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$452K -$28.9K -2,524 -6%
KACA
24
Kayne Anderson Capital Advisors
California
$395K
GIA
25
Gladstone Institutional Advisory
Florida
$369K

NMAI Hedge Fund Activity: Q4 2023 in Review

65 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Nuveen Multi-Asset Income Fund (NMAI) for Q4 2023, worth a combined $147M — up 34% from $110M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of NMAI and 11 opened new positions — a net loss of 1 holder — while 19 trimmed existing stakes and 19 added.

The largest buyer was Morgan Stanley, adding an estimated $12.9M. The largest seller was LPL Financial, cutting an estimated $881K.

  • 65 institutional investors held Nuveen Multi-Asset Income Fund (NMAI) as of Q4 2023, down from 67 in Q3 2023.
  • Funds reported $147M of Nuveen Multi-Asset Income Fund stock for Q4 2023, up 34% quarter-over-quarter.
  • 11 funds opened new Nuveen Multi-Asset Income Fund positions in Q4 2023 and 12 closed out, a net change of -1 holder.
  • The largest Nuveen Multi-Asset Income Fund buyer in Q4 2023 was Morgan Stanley, an estimated $12.9M added.
  • The largest Nuveen Multi-Asset Income Fund seller in Q4 2023 was LPL Financial, an estimated $881K sold.

Based on aggregated 13F filings for Q4 2023.