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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBT
1651
Beacon Financial Corp
BBT
$2.66B
$2.02M ﹤0.01%
52,048
+211
+0.4% +$7.44K
TYL icon
1652
Tyler Technologies
TYL
$12.7B
$2.02M ﹤0.01%
11,573
+837
+8% +$144K
TBI
1653
Trueblue
TBI
$215M
$2.02M ﹤0.01%
89,759
+15,943
+22% +$361K
OR icon
1654
OR Royalties Inc
OR
$5.58B
$2.01M ﹤0.01%
155,830
+108,360
+228% +$1.4M
CHL
1655
DELISTED
China Mobile Limited
CHL
$2.01M ﹤0.01%
39,747
+8,422
+27% +$449K
TM icon
1656
Toyota
TM
$224B
$2.01M ﹤0.01%
16,865
+6,566
+64% +$745K
GHC icon
1657
Graham Holdings Company
GHC
$5.1B
$2.01M ﹤0.01%
3,434
-616
-15% -$360K
CYH icon
1658
Community Health Systems
CYH
$393M
$2.01M ﹤0.01%
261,393
+32,628
+14% +$254K
GCP
1659
DELISTED
GCP Applied Technologies Inc.
GCP
$2M ﹤0.01%
65,188
+1,726
+3% +$51.6K
JBTM
1660
JBT Marel
JBTM
$7.21B
$2M ﹤0.01%
19,798
+1,576
+9% +$145K
NID
1661
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$2M ﹤0.01%
149,315
-18,754
-11% -$252K
PBR icon
1662
Petrobras
PBR
$125B
$1.99M ﹤0.01%
198,409
-37,634
-16% -$342K
PGZ
1663
Principal Real Estate Income Fund
PGZ
$68.4M
$1.99M ﹤0.01%
110,866
+34,887
+46% +$641K
NGD
1664
DELISTED
New Gold Inc
NGD
$1.99M ﹤0.01%
535,477
+60,682
+13% +$210K
AGCO icon
1665
AGCO
AGCO
$7.15B
$1.99M ﹤0.01%
26,907
-4,569
-15% -$320K
SFUN
1666
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$1.98M ﹤0.01%
9,800
+2,586
+36% +$458K
NXPI icon
1667
NXP Semiconductors
NXPI
$57.8B
$1.98M ﹤0.01%
17,517
-32,207
-65% -$3.59M
CMD
1668
DELISTED
Cantel Medical Corporation
CMD
$1.98M ﹤0.01%
21,027
+919
+5% +$72.5K
HVT icon
1669
Haverty Furniture Companies
HVT
$397M
$1.98M ﹤0.01%
75,645
+13,253
+21% +$317K
KSM
1670
DELISTED
DWS Strategic Municipal Income Trust
KSM
$1.98M ﹤0.01%
161,937
-7,559
-4% -$93.8K
INVX
1671
Innovex International
INVX
$1.96B
$1.98M ﹤0.01%
44,773
+4,042
+10% +$176K
EIV
1672
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$1.97M ﹤0.01%
157,318
-10,978
-7% -$140K
TAHO
1673
DELISTED
Tahoe Resources Inc
TAHO
$1.97M ﹤0.01%
373,997
+89,582
+31% +$488K
BWXT icon
1674
BWX Technologies
BWXT
$15.5B
$1.97M ﹤0.01%
35,160
+21,288
+153% +$1.13M
CLDT
1675
Chatham Lodging
CLDT
$622M
$1.97M ﹤0.01%
92,346
-4,930
-5% -$101K
65 66
67
68 69

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.