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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQU
1651
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$2.24M 0.01%
160,667
-7,963
-5% -$110K
AL
1652
DELISTED
Air Lease Corp
AL
$2.24M 0.01%
65,258
-362,415
-85% -$12.7M
NSR
1653
DELISTED
Neustar Inc
NSR
$2.24M 0.01%
80,492
-185,084
-70% -$4.86M
GNCMA
1654
DELISTED
GCI Liberty, Inc. Class A-1 Common Stock
GNCMA
$2.23M 0.01%
+162,525
New +$1.95M
AMH icon
1655
American Homes 4 Rent
AMH
$12.4B
$2.23M 0.01%
131,077
+3,932
+3% +$67.3K
BCV
1656
Bancroft Fund
BCV
$138M
$2.23M 0.01%
111,239
+1,166
+1% +$23.1K
FRGI
1657
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$2.23M 0.01%
36,701
-266,453
-88% -$14.7M
RHP icon
1658
Ryman Hospitality Properties
RHP
$8.05B
$2.23M 0.01%
42,264
-2,446
-5% -$122K
ECF
1659
Ellsworth Growth & Income Fund
ECF
$173M
$2.23M 0.01%
255,687
+2,629
+1% +$22.3K
AWP
1660
abrdn Global Premier Properties Fund
AWP
$370M
$2.23M 0.01%
102,905
-23,317
-18% -$474K
MRD
1661
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
$2.23M 0.01%
123,427
+62,579
+103% +$1.4M
RPAI
1662
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$2.22M 0.01%
133,222
+43,684
+49% +$688K
SPOK icon
1663
Spok Holdings
SPOK
$235M
$2.22M 0.01%
127,879
-66,823
-34% -$1.04M
SPLB icon
1664
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.17B
$2.22M 0.01%
80,159
-13,468
-14% -$368K
MTG icon
1665
MGIC Investment
MTG
$6.27B
$2.21M 0.01%
237,365
+195,094
+462% +$1.71M
LRN icon
1666
Stride
LRN
$3.51B
$2.21M 0.01%
186,327
+50,304
+37% +$658K
CRR
1667
DELISTED
Carbo Ceramics Inc.
CRR
$2.21M 0.01%
55,090
-24,584
-31% -$1.15M
GMLP
1668
DELISTED
Golar LNG Partners LP
GMLP
$2.21M 0.01%
70,772
-21,067
-23% -$690K
CCEC
1669
Capital Clean Energy Carriers
CCEC
$1.38B
$2.2M 0.01%
39,282
-7,382
-16% -$432K
EGO icon
1670
Eldorado Gold
EGO
$9.39B
$2.2M 0.01%
72,293
-8,860
-11% -$287K
PBY
1671
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
$2.2M 0.01%
223,831
+85,950
+62% +$796K
JHS
1672
John Hancock Income Securities Trust
JHS
$127M
$2.2M 0.01%
153,683
-14,143
-8% -$201K
TRNO icon
1673
Terreno Realty
TRNO
$7.34B
$2.2M 0.01%
+106,445
New +$2.18M
CLD
1674
DELISTED
Cloud Peak Energy Inc
CLD
$2.2M 0.01%
239,173
+133,472
+126% +$1.48M
ROIC
1675
DELISTED
Retail Opportunity Investments Corp.
ROIC
$2.19M 0.01%
130,744
+859
+0.7% +$13.8K
65 66
67
68 69

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.