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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQU
1651
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$2.31M 0.01%
168,630
-16,160
-9% -$224K
KGC icon
1652
Kinross Gold
KGC
$30.4B
$2.3M 0.01%
698,033
-308,547
-31% -$1.21M
PZA icon
1653
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
$2.3M 0.01%
91,738
+10,882
+13% +$271K
NPF
1654
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$2.3M 0.01%
170,886
-6,835
-4% -$92.2K
AHL
1655
DELISTED
ASPEN Insurance Holding Limited
AHL
$2.3M 0.01%
53,672
-3,288
-6% -$140K
DRE
1656
DELISTED
Duke Realty Corp.
DRE
$2.29M 0.01%
133,610
-131,795
-50% -$2.38M
JNS
1657
DELISTED
Janus Capital Group Inc
JNS
$2.29M 0.01%
157,619
+38,082
+32% +$462K
AFFX
1658
DELISTED
Affymetrix Inc
AFFX
$2.29M 0.01%
286,744
-4,165
-1% -$35.7K
KYTH
1659
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
$2.29M 0.01%
69,856
+10,999
+19% +$387K
PBF icon
1660
PBF Energy
PBF
$7.29B
$2.29M 0.01%
95,298
-286,709
-75% -$7.56M
MHY
1661
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$2.28M 0.01%
412,614
-131,242
-24% -$738K
JLL icon
1662
Jones Lang LaSalle
JLL
$16.6B
$2.28M 0.01%
18,038
-7,257
-29% -$944K
CFR icon
1663
Cullen/Frost Bankers
CFR
$10.3B
$2.28M 0.01%
29,776
+4,485
+18% +$352K
AWAY
1664
DELISTED
HOMEAWAY INC COM
AWAY
$2.27M 0.01%
64,055
-19,132
-23% -$639K
LPL icon
1665
LG Display
LPL
$3.26B
$2.27M 0.01%
144,047
+132,614
+1,160% +$2.18M
IGR
1666
CBRE Global Real Estate Income Fund
IGR
$710M
$2.26M 0.01%
269,910
+8,266
+3% +$73.7K
INSM icon
1667
Insmed
INSM
$28.3B
$2.26M 0.01%
173,377
+71,366
+70% +$1.08M
AHGP
1668
DELISTED
Alliance Holdings GP
AHGP
$2.26M 0.01%
33,131
+22,542
+213% +$1.57M
SGMO
1669
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$2.26M 0.01%
209,263
+34,059
+19% +$445K
EMBJ
1670
Embraer S.A. ADS
EMBJ
$12.7B
$2.25M 0.01%
57,393
+329
+0.6% +$12.7K
NVG icon
1671
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$2.25M 0.01%
159,455
-41,111
-20% -$589K
HUBG icon
1672
HUB Group
HUBG
$2.83B
$2.25M 0.01%
110,982
-90,854
-45% -$2.07M
MEN
1673
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$2.25M 0.01%
200,583
+59,572
+42% +$663K
NM
1674
DELISTED
Navios Maritime Holdings Inc.
NM
$2.25M 0.01%
37,434
-3,379
-8% -$285K
BSE
1675
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$2.24M 0.01%
172,616
-76
-0% -$987
65 66
67
68 69

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.