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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBDC icon
1651
Golub Capital BDC
GBDC
$3.34B
$2.42M 0.01%
139,413
+60,199
+76% +$1M
PIR
1652
DELISTED
Pier 1 Imports, Inc.
PIR
$2.41M 0.01%
7,814
-1,944
-20% -$683K
BCA
1653
DELISTED
CORPBANCA SPONSORED ADR REPSTG (1-1,500)COM STK
BCA
$2.4M 0.01%
128,728
+4,356
+4% +$79.1K
GDV icon
1654
Gabelli Dividend & Income Trust
GDV
$2.6B
$2.39M 0.01%
109,280
+51,488
+89% +$1.09M
WBMD
1655
DELISTED
WebMD Health Corp.
WBMD
$2.39M 0.01%
49,539
+35,614
+256% +$1.55M
TRP icon
1656
TC Energy
TRP
$70.2B
$2.39M 0.01%
50,000
– –
DEI icon
1657
Douglas Emmett
DEI
$1.98B
$2.39M 0.01%
84,594
+22,961
+37% +$639K
SPH icon
1658
Suburban Propane Partners
SPH
$1.24B
$2.39M 0.01%
51,900
-33,908
-40% -$1.52M
IGR
1659
CBRE Global Real Estate Income Fund
IGR
$709M
$2.38M 0.01%
261,644
-16,876
-6% -$147K
WEA
1660
Western Asset Premier Bond Fund
WEA
$124M
$2.38M 0.01%
159,604
-3,793
-2% -$57K
BFZ
1661
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$2.38M 0.01%
160,397
-20,605
-11% -$307K
BBK
1662
DELISTED
Blackrock Municipal Bond Trust
BBK
$2.38M 0.01%
151,086
-53,406
-26% -$819K
KS
1663
DELISTED
KapStone Paper and Pack Corp.
KS
$2.37M 0.01%
71,601
-8,044
-10% -$228K
ENOC
1664
DELISTED
EnerNOC, Inc.
ENOC
$2.37M 0.01%
125,045
+5,533
+5% +$112K
OREX
1665
DELISTED
Orexigen Therapeutics, Inc.
OREX
$2.37M 0.01%
38,319
-1,602
-4% -$93.2K
ARWR icon
1666
Arrowhead Research
ARWR
$11.9B
$2.37M 0.01%
165,354
+24,694
+18% +$324K
ENV
1667
DELISTED
ENVESTNET, INC.
ENV
$2.36M 0.01%
48,284
-2,663
-5% -$108K
FCT
1668
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$2.36M 0.01%
165,301
-69,748
-30% -$976K
NTLS
1669
DELISTED
NTELOS HLDGS CORP COM
NTLS
$2.36M 0.01%
189,494
+112,197
+145% +$1.46M
CBD
1670
DELISTED
Companhia Brasileira de Distribuicao
CBD
$2.36M 0.01%
50,974
-4,626
-8% -$217K
EIV
1671
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$2.36M 0.01%
183,951
+18,241
+11% +$223K
HERO
1672
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$2.36M 0.01%
586,163
+9,212
+2% +$41.1K
XCO
1673
DELISTED
Exco Resources
XCO
$2.36M 0.01%
26,671
-141,743
-84% -$12M
CTRL
1674
DELISTED
Control4 Corporation
CTRL
$2.35M 0.01%
+120,039
New +$2.18M
GDXJ icon
1675
VanEck Junior Gold Miners ETF
GDXJ
$6.89B
$2.35M 0.01%
+55,520
New +$2.04M
65 66
67
68 69

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.