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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPBI
1626
DELISTED
Pacific Premier Bancorp
PPBI
$611K ﹤0.01%
14,066
+4,894
+53% +$191K
GVA icon
1627
Granite Construction
GVA
$5.62B
$608K ﹤0.01%
+15,117
New +$523K
AMBA icon
1628
Ambarella
AMBA
$3.81B
$607K ﹤0.01%
+6,051
New +$659K
M icon
1629
Macy's
M
$6.68B
$606K ﹤0.01%
37,445
-39,341
-51% -$601K
BKCC
1630
DELISTED
BlackRock Capital Investment Corporation
BKCC
$606K ﹤0.01%
180,949
-42,133
-19% -$134K
TS icon
1631
Tenaris
TS
$26.8B
$604K ﹤0.01%
26,621
+7,111
+36% +$136K
CVA
1632
DELISTED
Covanta Holding Corporation
CVA
$603K ﹤0.01%
43,526
-19,247
-31% -$275K
TME icon
1633
Tencent Music
TME
$15.6B
$602K ﹤0.01%
29,404
+11,776
+67% +$299K
LFC
1634
DELISTED
China Life Insurance Company Ltd.
LFC
$602K ﹤0.01%
57,828
+30,459
+111% +$330K
SON icon
1635
Sonoco
SON
$5.74B
$601K ﹤0.01%
9,498
-4,297
-31% -$262K
NVT icon
1636
nVent Electric
NVT
$26.7B
$600K ﹤0.01%
21,498
-7,394
-26% -$190K
TKC icon
1637
Turkcell
TKC
$4.79B
$600K ﹤0.01%
128,442
-43,039
-25% -$237K
WHD icon
1638
Cactus
WHD
$5.44B
$598K ﹤0.01%
19,546
+7,289
+59% +$221K
MDB icon
1639
MongoDB
MDB
$32.1B
$596K ﹤0.01%
2,229
+132
+6% +$46.8K
STRA icon
1640
Strategic Education
STRA
$1.92B
$594K ﹤0.01%
6,458
+2,667
+70% +$239K
RCM
1641
DELISTED
R1 RCM Inc. Common Stock
RCM
$594K ﹤0.01%
24,086
-20,681
-46% -$546K
HEP
1642
DELISTED
Holly Energy Partners, L.P.
HEP
$594K ﹤0.01%
31,066
-11,304
-27% -$186K
CAJ
1643
DELISTED
Canon, Inc.
CAJ
$593K ﹤0.01%
+26,026
New +$566K
HPS
1644
John Hancock Preferred Income Fund III
HPS
$458M
$592K ﹤0.01%
32,553
-20,875
-39% -$356K
HTHT icon
1645
Huazhu Hotels Group
HTHT
$13B
$592K ﹤0.01%
10,771
+4,113
+62% +$220K
CNXC icon
1646
Concentrix
CNXC
$1.57B
$588K ﹤0.01%
3,929
-115
-3% -$13.9K
HNW
1647
DELISTED
Pioneer Diversified High Income Fund
HNW
$586K ﹤0.01%
40,050
+1,604
+4% +$23.4K
DAKT icon
1648
Daktronics
DAKT
$1.04B
$585K ﹤0.01%
93,323
+56,446
+153% +$319K
NMI icon
1649
Nuveen Municipal Income
NMI
$130M
$584K ﹤0.01%
51,122
-2,068
-4% -$23.5K
MHO icon
1650
M/I Homes
MHO
$3.84B
$583K ﹤0.01%
+9,868
New +$512K
64 65
66
67 68

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.