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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.05B
Cap. Flow
% of AUM
-3.25%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
TotalEnergies
TTE
|
+$80.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 5 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FNGN
1626
DELISTED
Financial Engines, Inc.
FNGN
| $1.96M | 0.01% |
65,896
+26,152
| +66% | +$760K |
|
1627
Gabelli Equity Trust
GAB
$1.78B
| $1.95M | 0.01% |
357,051
+25,146
| +8% | +$139K |
|
1628
Trimble
TRMB
$13.7B
| $1.95M | 0.01% |
68,391
+45,526
| +199% | +$1.22M |
|
1629
Tenaris
TS
$28.9B
| $1.95M | 0.01% |
68,767
-10,742
| -14% | -$295K |
|
1630
Walker & Dunlop
WD
$1.77B
| $1.95M | 0.01% |
77,193
-10,467
| -12% | -$266K |
|
1631
Cohen & Steers REIT and Preferred and Income Fund
RNP
$984M
| $1.95M | 0.01% |
96,610
-5,072
| -5% | -$106K |
|
1632
Brinker International
EAT
$9.62B
| $1.94M | 0.01% |
38,556
-2,171
| -5% | -$109K |
|
|
EQM
1633
DELISTED
EQM Midstream Partners, LP
EQM
| $1.93M | 0.01% |
+25,379
| New | +$1.98M |
|
|
GLQ
1634
Clough Global Equity Fund
GLQ
$155M
| $1.93M | 0.01% |
169,728
+9,243
| +6% | +$104K |
|
|
RMP
1635
DELISTED
Rice Midstream Partners LP
RMP
| $1.93M | 0.01% |
79,512
+36,632
| +85% | +$770K |
|
|
CHL
1636
DELISTED
China Mobile Limited
CHL
| $1.93M | 0.01% |
31,350
-31,757
| -50% | -$1.95M |
|
|
EFOR
1637
Everforth Inc
EFOR
$1.27B
| $1.93M | 0.01% |
53,024
-7,209
| -12% | -$268K |
|
|
CFNL
1638
DELISTED
Cardinal Financial Corp
CFNL
| $1.92M | 0.01% |
73,715
+7,324
| +11% | +$184K |
|
|
JOYY
1639
JOYY Inc
JOYY
$3.76B
| $1.92M | 0.01% |
36,043
+10,334
| +40% | +$472K |
|
1640
Madison Square Garden
MSGS
$9.43B
| $1.92M | 0.01% |
15,889
-8,038
| -34% | -$1.02M |
|
1641
Piper Sandler
PIPR
$5.13B
| $1.92M | 0.01% |
158,904
-13,760
| -8% | -$150K |
|
|
GIFI
1642
DELISTED
Gulf Island Fabrication
GIFI
| $1.92M | 0.01% |
208,386
-1,433
| -0.7% | -$11.9K |
|
1643
Kemper
KMPR
$1.72B
| $1.92M | 0.01% |
48,695
-2,825
| -5% | -$102K |
|
1644
StoneX
SNEX
$9.25B
| $1.91M | 0.01% |
249,394
-2,293
| -0.9% | -$15.2K |
|
|
SJR
1645
DELISTED
Shaw Communications Inc.
SJR
| $1.91M | 0.01% |
93,352
+10,707
| +13% | +$213K |
|
|
DCP
1646
DELISTED
DCP Midstream, LP
DCP
| $1.9M | 0.01% |
53,675
-104,442
| -66% | -$3.56M |
|
1647
BlackRock Credit Allocation Income Trust
BTZ
$937M
| $1.9M | 0.01% |
141,923
-10,476
| -7% | -$140K |
|
|
ALR
1648
DELISTED
Alere Inc
ALR
| $1.89M | 0.01% |
43,722
+586
| +1% | +$23.9K |
|
1649
Braskem
BAK
$917M
| $1.89M | 0.01% |
122,853
-240,175
| -66% | -$3.15M |
|
1650
BlackRock Resources & Commodities Strategy Trust
BCX
$918M
| $1.89M | 0.01% |
231,876
+7,076
| +3% | +$56.5K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.