GC

Guggenheim Capital Portfolio holdings

AUM $13.5B
1-Year Est. Return 23.35%
This Quarter Est. Return
1 Year Est. Return
+23.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$13.5B
AUM Growth
+$1.14B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,674
New
Increased
Reduced
Closed

Top Buys

1
+$50M
2
+$36.1M
3
+$33.3M
4
TRI icon
Thomson Reuters
TRI
+$15.9M
5
ADBE icon
Adobe
ADBE
+$10.3M

Top Sells

1
+$18M
2
+$11M
3
+$8.94M
4
TSLA icon
Tesla
TSLA
+$8.67M
5
QCOM icon
Qualcomm
QCOM
+$7.93M

Sector Composition

1 Technology 30.51%
2 Consumer Discretionary 8.86%
3 Communication Services 8.67%
4 Healthcare 7.41%
5 Financials 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAG
1626
DELISTED
MAG Silver
MAG
– –
-114,266
MAV
1627
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
– –
-448,968
MCN
1628
Madison Covered Call & Equity Strategy Fund
MCN
$126M
– –
-37,496
MHI
1629
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-507,956
MIO
1630
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
– –
-408,896
MKTX icon
1631
MarketAxess Holdings
MKTX
$6.21B
– –
-1,812
NGVT icon
1632
Ingevity
NGVT
$1.88B
– –
-5,903
OMI icon
1633
Owens & Minor
OMI
$197M
– –
-10,901
OPEN icon
1634
Opendoor
OPEN
$7.23B
– –
-19,829
PARA
1635
DELISTED
Paramount Global Class B
PARA
– –
-59,541
PBR.A icon
1636
Petrobras Class A
PBR.A
$79.1B
– –
-11,439
PCK
1637
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-553,273
PHR icon
1638
Phreesia
PHR
$1.23B
– –
-7,402
PHT
1639
DELISTED
Pioneer High Income Fund
PHT
– –
-478,784
PMF
1640
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-523,321
PMX
1641
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-509,354
PNF
1642
DELISTED
PIMCO New York Municipal Income Fund
PNF
– –
-189,232
PNI
1643
PIMCO New York Municipal Income Fund II
PNI
$77.5M
– –
-246,809
PPBI
1644
DELISTED
Pacific Premier Bancorp
PPBI
– –
-20,687
PYN
1645
DELISTED
PIMCO New York Municipal Income Fund III
PYN
– –
-70,106
PZC
1646
DELISTED
PIMCO California Municipal Income Fund III
PZC
– –
-373,143
QS icon
1647
QuantumScape
QS
$7.8B
– –
-10,870
RDFN
1648
DELISTED
Redfin
RDFN
– –
-59,974
RDUS
1649
DELISTED
Radius Recycling
RDUS
– –
-17,808
SBCF icon
1650
Seacoast Banking Corp of Florida
SBCF
$3.19B
– –
-8,070
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