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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
(-8.7%)
Cap. Flow
-$652M
Cap. Flow
% of AUM
-5.6%
Top 10 Holdings %
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$9.73M |
| 2 |
Evergy
EVRG
|
+$8.77M |
| 3 |
Qualcomm
QCOM
|
+$8.61M |
| 4 |
Costco
COST
|
+$8.44M |
| 5 |
Adobe
ADBE
|
+$8.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$108M |
| 2 |
NVIDIA
NVDA
|
+$91.3M |
| 3 |
Amazon
AMZN
|
+$55.5M |
| 4 |
Apple
AAPL
|
+$48.8M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$36.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.26% |
| 2 | Healthcare | 10.31% |
| 3 | Industrials | 8.02% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Financials | 7.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1601
Suzano
SUZ
$10.1B
| $315K | ﹤0.01% |
+29,343
| New | +$294K |
|
|
CERE
1602
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
| $315K | ﹤0.01% |
14,422
+1,055
| +8% | +$26.4K |
|
1603
Hackett Group
HCKT
$287M
| $313K | ﹤0.01% |
13,288
-9,881
| -43% | -$230K |
|
1604
Immersion
IMMR
$252M
| $313K | ﹤0.01% |
+47,408
| New | +$330K |
|
1605
Delek US
DK
$3.58B
| $312K | ﹤0.01% |
10,988
+1,891
| +21% | +$51.1K |
|
|
SKX
1606
DELISTED
Skechers
SKX
| $312K | ﹤0.01% |
6,369
+1,597
| +33% | +$81.6K |
|
1607
Adaptive Biotechnologies
ADPT
$3.97B
| $312K | ﹤0.01% |
57,200
+30,754
| +116% | +$203K |
|
|
TXNM
1608
TXNM Energy Inc
TXNM
$5.94B
| $311K | ﹤0.01% |
6,981
-1,168
| -14% | -$52.2K |
|
1609
Barings BDC
BBDC
$965M
| $311K | ﹤0.01% |
34,918
+16,249
| +87% | +$140K |
|
|
CTO
1610
CTO Realty Growth
CTO
$815M
| $311K | ﹤0.01% |
19,189
+6,794
| +55% | +$117K |
|
1611
PennantPark Floating Rate Capital
PFLT
$746M
| $311K | ﹤0.01% |
29,132
+13,901
| +91% | +$150K |
|
1612
Algonquin Power & Utilities
AQN
$4.42B
| $310K | ﹤0.01% |
52,360
-11,682
| -18% | -$88K |
|
|
FEN
1613
DELISTED
First Trust Energy Income and Growth Fund
FEN
| $309K | ﹤0.01% |
23,499
-19,404
| -45% | -$268K |
|
|
DLY
1614
DoubleLine Yield Opportunities Fund
DLY
$690M
| $309K | ﹤0.01% |
20,970
+4,224
| +25% | +$61.4K |
|
1615
RenaissanceRe
RNR
$13.4B
| $308K | ﹤0.01% |
1,558
+103
| +7% | +$19.8K |
|
|
PGP
1616
PIMCO Global StockPLUS & Income Fund
PGP
$100M
| $308K | ﹤0.01% |
46,460
-76,466
| -62% | -$549K |
|
1617
Affiliated Managers Group
AMG
$9.76B
| $307K | ﹤0.01% |
2,357
+312
| +15% | +$43.6K |
|
1618
G-III Apparel Group
GIII
$1.5B
| $306K | ﹤0.01% |
12,267
-1,470
| -11% | -$31.4K |
|
1619
Huntington Ingalls Industries
HII
$12.8B
| $305K | ﹤0.01% |
1,493
-58
| -4% | -$12.8K |
|
1620
Telefônica Brasil
VIV
$19.2B
| $305K | ﹤0.01% |
35,708
-61,489
| -63% | -$535K |
|
|
KSM
1621
DELISTED
DWS Strategic Municipal Income Trust
KSM
| $305K | ﹤0.01% |
40,501
-5,198
| -11% | -$42.7K |
|
|
DISH
1622
DELISTED
DISH Network Corp.
DISH
| $303K | ﹤0.01% |
51,774
-4,760
| -8% | -$32.4K |
|
1623
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.05B
| $302K | ﹤0.01% |
17,290
+3,482
| +25% | +$62.1K |
|
1624
Teva Pharmaceuticals
TEVA
$41.2B
| $301K | ﹤0.01% |
29,544
-12,049
| -29% | -$112K |
|
1625
ZTO Express
ZTO
$17.9B
| $299K | ﹤0.01% |
12,381
-618
| -5% | -$15.7K |
|
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Guggenheim Capital's Q3 2023 Portfolio in Review
As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.
- Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
- Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
- Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
- Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
- Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
- Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
- Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.
Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.